Raymond W. Lutke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Wayne Lutke, who also goes by Ray Lutke, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1993. Raymond had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2015 - April 15, 2016
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
September 25, 2013 - November 26, 2014
HIGH STREET ASSET MANAGEMENT, LLC
February 18, 2011 - June 4, 2013
USA WEALTH MANAGEMENT LLC
May 31, 2000 - April 20, 2009
CETERA INVESTMENT SERVICES LLC
February 4, 1993 - May 31, 2000
ROBERT W. BAIRD & CO. INCORPORATED
February 4, 1993 - June 8, 2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
CRD#: 132070 / SEC#: 801-63282
Contact information
Red Flags
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