PS
Paul T. Scoggins
ICOM ADVISORS
Covington, LA
Some features on this profile are disabled
CRD#: 2276307
PS
Professional summary
Paul Thurman Scoggins III, who also goes by Paul Thomas Scoggins III, Paul Scoggins, is a registered financial advisor currently at ICOM ADVISORS, LLC located in Covington, Louisiana.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Paul has worked at 8 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Thomas Scoggins Iii | Paul Scoggins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. COQUILLE PARTNERS, LLC, YES-INVESTMENT RELATED, 13 AUDUBON LANE, MADISONVILLE, LA 70447, THIS LLC OWNS 50% OF ICOM CAPITAL GROUP, LLC AND ICOM ADVISORS, LLC, 1 HOUR PER YEAR, NO HOURS DURING BUSIINESS HOURS, THIS IS SIMPLY A HOLDING COMPANY FOR MY INTEREST IN ICOM CAPITAL AND ICOM ADVISORS AND I AM THE MANAGING MEMBER.
2. SCOGGINS INVESTMENTS, LLC, YES-INVESTMENT RELATED, 13 AUDUBON LANE, MADISONVILLE, LA 70447, 1 HOUR PER YEAR, NO HOURS DURING BUSIINESS HOURS AND I AM THE MANAGING MEMBER.
3. PB ENERGY SERVICES, LLC, YES-INVESTMENT RELATED, 506 WATER STREET, SUITE A, MADISONVILLE, LA 70447, PRIVATE INVESTMENTS, 20 HOURS PER YEAR, NO HOURS DURING BUSIINESS HOURS AND I AM THE MANAGING MEMBER.
4. RIVER PARK PARTNERS, LLC, YES-INVESTMENT RELATED, 506 WATER STREET, SUITE A, MADISONVILLE, LA 70447, INVESTMENT HOLDING COMPANY, 10 HOURS PER YEAR, NO HOURS DURING BUSIINESS HOURS AND I AM THE MANAGING MEMBER.
5. GCR INVESTORS, LLC, YES-INVESTMENT RELATED, 506 WATER STREET, SUITE A, MADISONVILLE, LA 70447, INVESTMENT HOLDING COMPANY, 1 HOUR PER YEAR, MANAGER.
6. LONGBRANCH INVESTORS, LLC, YES-INVESTMENT RELATED, 506 WATER STREET, SUITE A, MADISONVILLE, LA 70447, INVESTMENT HOLDING COMPANY, 1 HOUR PER YEAR, MANAGER.
7. PERMIAN SERVICES CO., LLC, YES-INVESTMENT RELATED, 506 WATER STREET, SUITE A, MADISONVILLE, LA 70447, OIL FIELD SERVICES COMPANY, 20-40 HOURS PER WEEK, PRESIDENT/MANAGER.
8. ICOM CAPITAL GROUP, LLC, YES-INVESTMENT RELATED, 506 WATER STREET, SUITE A MADISONVILLE, LA 70447, PRIVATE EQUITY FIRM, MANAGING MEMBER.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Thurman Scoggins III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 25, 2011 - Present
ICOM ADVISORS, LLC
RIA
CRD#: 156386
Covington, LA
Past
April 13, 2011 - December 31, 2020
ICOM ADVISORS, LLC
RIA
CRD#: 156386
MADISONVILLE, LA
Past
October 1, 2008 - August 5, 2010
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
NEW ORLEANS, LA
Past
October 1, 2008 - August 5, 2010
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW ORLEANS, LA
Past
September 27, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
RIA
CRD#: 18718
NEW ORLEANS, LA
Past
July 1, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW ORLEANS, LA
Past
June 19, 2006 - September 27, 2006
BANC ONE SECURITIES CORPORATION
RIA
CRD#: 16999
NEW ORLEANS, LA
Past
June 16, 2006 - July 1, 2006
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
NEW ORLEANS, LA
Past
January 3, 2002 - June 19, 2006
HANCOCK WHITNEY INVESTMENT SERVICES INC.
BD
CRD#: 40637
NEW ORLEANS, LA
Past
May 26, 2000 - November 14, 2001
APEX CLEARING CORPORATION
BD
CRD#: 13071
DALLAS, TX
Past
September 23, 1994 - May 23, 2000
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
October 1, 1992 - March 31, 1994
D. H. BLAIR & CO., INC.
BD
CRD#: 6833
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
ICOM ADVISORS, LLC
ICOM ADVISORS, LLC
CRD#: 156386 / SEC#: 801-134007
RIA
Registered Investment Advisory firm - (7/25/2025 Approved)Louisiana
Registered Investment Advisory firm - (2/25/2011 Approved)Mississippi
Registered Investment Advisory firm - (1/6/2021 Approved)Texas
Registered Investment Advisory firm - (1/7/2021 Conditional Restricted)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(2/25/2011)
IAR
Texas(1/22/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 55
Date: 6/20/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 11/29/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
IA
ICOM ADVISORS, LLC
ICOM ADVISORS, LLC
CRD#: 156386 / SEC#: 801-134007
RIA
Registered Investment Advisory firm - (7/25/2025 Approved)Louisiana
Registered Investment Advisory firm - (2/25/2011 Approved)Mississippi
Registered Investment Advisory firm - (1/6/2021 Approved)Texas
Registered Investment Advisory firm - (1/7/2021 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Covington, LA
Mailing Address
100 Covington Street Po Box 850, Madisonville, LA 70447
Phone number
(985) 373-3504
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 390 |
| AUM (Assets Under Management) | $ 123,400,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
