Michael A. Duch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Duch was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2010 - December 31, 2019
KOVACK SECURITIES INC.
September 21, 2005 - August 6, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
July 20, 2004 - April 20, 2020
SCHWAN FINANCIAL ADVISORS, LLC
June 19, 2001 - August 31, 2004
EIDE BAILLY SECURITIES, LLC
January 18, 2001 - September 20, 2005
CAP PRO BROKERAGE SERVICES, INC.
October 13, 2000 - May 25, 2004
EIDE BAILLY ADVISORS, LLC
September 15, 1992 - January 25, 2001
FFP SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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