Vincent Minerva
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Minerva was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1992. Vincent had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 1998 - March 14, 2000
LCP CAPITAL CORP.
June 19, 1998 - January 20, 1999
SHAMROCK PARTNERS, LTD
July 30, 1997 - May 18, 1998
J.P. TURNER & COMPANY, L.L.C.
February 20, 1997 - June 26, 1997
MEYERS POLLOCK ROBBINS, INC.
June 11, 1996 - November 29, 1996
R.D. WHITE & CO., INC.
September 13, 1995 - February 29, 1996
FIRST CAMBRIDGE SECURITIES CORPORATION
June 23, 1995 - September 15, 1995
TUSCANY EQUITY MANAGEMENT CORPORATI0N
November 5, 1993 - July 11, 1995
HANOVER, STERLING & COMPANY LTD.
April 29, 1993 - November 11, 1993
GKN SECURITIES CORP.
October 8, 1992 - May 6, 1993
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LCP CAPITAL CORP.
CRD#: 14469 / SEC#: , 8-44577
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HANOVER LP | OWNER | |
| LMJG LP | OWNER | |
| WESTAR CAPITAL CORP | OWNER | |
| ALIOTTA, ANTHONY JOSEPH JR | BRANCH MANAGER/DIRECTOR | 2835162 |
| ARMITAGE, RONALD DAVID | COMPLIANCE OFFICER | 7228 |
| BRODY, KEVIN PATRICK | SALES MANAGER/DIRECTOR | 1912980 |
| CUTRONE, NICHOLAS ALEXANDER | ASSISTANT BRANCH MANAGER | 2692158 |
| MURRAY, DAVID MICHAEL | ASSISTANT BRANCH MANAGER | 1870050 |
| NEWMAN, IRA BERNARD | CFO | 1242346 |
| RICCA, GREGORY EMMANUEL | BRANCH MANAGER/DIRECTOR | 2080220 |
| STOFFERS, CHARLES STEVEN | PRESIDENT/CCO | 826603 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 31 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
