Matthew G. Calder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Gunnison Calder was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2001. Matthew had worked at 10 firms and has passed the Series 63, SIE, Series 44, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2016 - September 26, 2017
GFI SECURITIES LLC
September 22, 2016 - October 3, 2016
OPPENHEIMER & CO. INC.
December 22, 2015 - August 11, 2016
EVERCORE GROUP L.L.C.
October 2, 2013 - December 31, 2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
January 19, 2012 - November 1, 2012
ABR MANAGEMENT LLC
February 8, 2010 - August 17, 2011
TORO TRADING LLC
April 26, 2004 - January 18, 2007
TORO TRADING LLC
October 22, 2003 - January 13, 2004
CELADON FINANCIAL GROUP LLC
July 17, 2003 - October 3, 2003
A.B. WATLEY, INC.
June 17, 2002 - May 30, 2003
BEAR WAGNER SPECIALISTS LLC
January 9, 2001 - May 3, 2001
RUMSON CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 44
Date: 2/9/2010
PCX Market Maker ExamSeries 55
Date: 7/30/2003
Limited Representative-Equity Trader ExamCurrent Firm
GFI SECURITIES LLC
CRD#: 19982 / SEC#: , 8-43548
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GFINET INC. | SOLE MEMBER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | PRINCIPAL | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICER | 5612726 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 30 |
Red Flags
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