Kevin Jaksch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Jaksch, who also goes by Kevin Michael Jaksch, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1992. Kevin had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2018 - August 27, 2020
EDELMAN FINANCIAL ENGINES
April 22, 2016 - October 31, 2018
RETIREONE INVESTMENT SERVICES, LLC
January 17, 2014 - November 1, 2018
EDELMAN FINANCIAL SERVICES, LLC
January 17, 2014 - April 22, 2016
SANDERS MORRIS LLC
July 8, 1997 - January 14, 2014
CHARLES SCHWAB & CO., INC.
November 17, 1993 - January 14, 2014
CHARLES SCHWAB & CO., INC.
November 2, 1992 - July 22, 1993
AMERIPRISE ADVISOR SERVICES, INC.
September 24, 1992 - October 2, 1992
CHATFIELD DEAN & CO., INC.
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/9/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
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