William F. Walsh

1031 SECURITIES

Franklin, MI 48025

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CRD#: 2276055

Professional summary

William Francis Walsh, who also goes by William Walsh, Bill Walsh, William F Walsh, is a registered financial professional currently at 1031 SECURITIES INC. located in Franklin, Michigan.

William is registered as a RR (Registered Representative) and started their career in finance in 1992. William has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

William Walsh | Bill Walsh | William F Walsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Walsh and Associates, DBA; Used as a management company for his securities business; this company uses the home address; Non-investment related 2. West Marine, floor sales retail. Less than 12 hours a month, not during market hours, non-investment. 3. Aflac. Investment Related. Insurance Agent - Non-Producing. Less than 1 hour per month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Francis Walsh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2024 - Present

1031 SECURITIES INC.

Office #1: 25300 West 13 Mile Rd, Franklin, MI 48025

CRD#: 326590

Franklin, MI

Past

June 30, 2022 - February 13, 2024

TCFG INVESTMENT ADVISORS, LLC

RIA

CRD#: 166606

Franklin, MI

Past

June 29, 2022 - February 13, 2024

TCFG WEALTH MANAGEMENT, LLC

CRD#: 164153

Franklin, MI

Past

August 13, 2021 - November 8, 2021

CIG ASSET MANAGEMENT, INC.

RIA

CRD#: 123609

SOUTHFIELD, MI

Past

May 17, 2021 - November 8, 2021

CIG SECURITIES

CRD#: 129864

SOUTHFIELD, MI

Past

July 29, 2019 - April 29, 2020

PRIMEX

CRD#: 29394

NEW YORK, NY

Past

December 26, 2013 - August 21, 2017

CONCORDE ASSET MANAGEMENT, LLC

RIA

CRD#: 140367

Troy, MI

Past

December 9, 2013 - August 21, 2017

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

Troy, MI

Past

August 10, 2010 - December 31, 2013

NORTHSTAR FINANCIAL PARTNERS, INC.

RIA

CRD#: 107708

NORTHVILLE, MI

Past

January 13, 2005 - December 31, 2013

NORTHSTAR FINANCIAL PARTNERS, INC.

CRD#: 107708

NORTHVILLE, MI

Past

September 4, 1997 - January 28, 2005

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

July 31, 1993 - September 23, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 6, 1992 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/16/2024)

California
(3/18/2024)

Colorado
(7/18/2024)

Connecticut
(3/28/2024)

Delaware
(11/19/2024)

Florida
(4/3/2024)

Georgia
(4/16/2024)

Illinois
(5/15/2024)

Indiana
(8/19/2025)

Kansas
(8/12/2024)

Maine
(4/25/2024)

Maryland
(3/7/2025)

Michigan
(3/15/2024)

Minnesota
(6/27/2024)

New Hampshire
(8/20/2025)

New Jersey
(4/2/2024)

New York
(3/19/2024)

North Carolina
(8/26/2024)

Ohio
(6/20/2025)

Pennsylvania
(3/22/2024)

Rhode Island
(11/6/2025)

South Carolina
(9/9/2024)

South Dakota
(8/5/2025)

Tennessee
(6/13/2025)

Texas
(8/15/2024)

Virginia
(1/13/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 8/11/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/9/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 3/15/2024

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 8/21/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/5/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/5/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

1031 SECURITIES INC.

1031 SECURITIES INC. | 1031 SECURITIES, LLC

CRD#: 326590 / SEC#: , 8-71095

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

25300 West 13 Mile Rd, Franklin, MI 48025

Mailing Address

25300 West 13 Mile Rd, Franklin, MI 48025

Phone number

(248) 761-6027

Established

Michigan since 03/27/2023

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (27 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
WALSH, WILLIAM FRANCIS	CEO/CCO	2276055
1031 SECURITIES INC. - QES PEP MEMBER	SHAREHOLDER
RYAN, KIMBERLY ANN	FINOP/POO/PFO	4316310

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William F. Walsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Francis Walsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

TCFG INVESTMENT ADVISORS, LLC

TCFG WEALTH MANAGEMENT, LLC

CIG ASSET MANAGEMENT, INC.

CIG SECURITIES

PRIMEX

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE INVESTMENT SERVICES, LLC

NORTHSTAR FINANCIAL PARTNERS, INC.

NORTHSTAR FINANCIAL PARTNERS, INC.

LPL FINANCIAL LLC

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/11/2021

Series 63

Date: 10/9/1992

Series 99TO

Date: 3/15/2024

SIE

Date: 8/21/2017

Series 7

Date: 10/5/1992

Series 24

Date: 1/5/1999

FINRA

Current Firm

1031 SECURITIES INC.

Contact information

FINRA licenses (27 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

1031 SECURITIES INC.

TRUST BUT VERIFY

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