Scott L. Peebles
Professional summary
Scott Lee Peebles is a registered financial advisor currently at TRELLISENT INVESTMENTS located in San Antonio, Texas.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Scott has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Lee Peebles's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2021 - Present
TRELLISENT INVESTMENTS
Office #1: 227 North Loop 1604 E Suite 150, San Antonio, TX 78232October 13, 2009 - December 31, 2020
TRELLISENT INVESTMENTS
May 20, 2002 - June 15, 2009
CITIGROUP GLOBAL MARKETS INC.
May 20, 2002 - June 15, 2009
CITIGROUP GLOBAL MARKETS INC.
March 5, 2001 - July 23, 2001
W.R. HAMBRECHT + CO., LLC
November 15, 2000 - February 27, 2001
KAUFMAN BROS., L.P.
January 26, 1998 - April 21, 1999
CETERA WEALTH SERVICES, LLC
November 2, 1992 - May 23, 1997
CAPIS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/21/2021)
Exams
Current Firm
TRELLISENT INVESTMENTS
CRD#: 151473 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 47 |
| AUM (Assets Under Management) | $ 14,643,702 |
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