Charles C. Rubey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Chesters Rubey was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1992. Charles had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2016 - October 25, 2023
RUBEY & RUST CAPITAL MANAGEMENT, LLC
December 10, 2010 - December 31, 2015
PROTECTED INVESTORS OF AMERICA
October 9, 2002 - January 19, 2012
RUBEY & RUST CAPITAL MANAGEMENT
July 8, 1997 - December 31, 2003
PROTECTED INVESTORS OF AMERICA
November 27, 1992 - December 31, 2015
PROTECTED INVESTORS OF AMERICA
Primary Firm SEC Registration
RUBEY & RUST CAPITAL MANAGEMENT, LLC
CRD#: 282776 / SEC#: 801-107286
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RUBEY & RUST CAPITAL MANAGEMENT, LLC
CRD#: 282776 / SEC#: 801-107286
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 465 |
| AUM (Assets Under Management) | $ 360,734,050 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
