Manisha A. Thakor

Some features on this profile are disabled

CRD#: 2275942

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Manisha Ann Thakor, CFP® was a registered financial professional .

Manisha is a previously registered financial professional and started their career in finance in 1993. Manisha had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

October 8, 2018 - June 10, 2020

BRIGHTON JONES LLC

RIA

CRD#: 108601

Portland, OR

Past

March 6, 2015 - March 22, 2018

BUCKINGHAM STRATEGIC WEALTH, LLC

RIA

CRD#: 143323

Portland, OR

Past

August 1, 2012 - February 28, 2015

MONEYZEN WEALTH MANAGEMENT, LLC

RIA

CRD#: 164529

SANTA FE, NM

Past

September 4, 1997 - June 13, 2008

FAYEZ SAROFIM & CO.

RIA

CRD#: 106584

HOUSTON, TX

Past

July 26, 1993 - September 1, 1995

ATALANTA SOSNOFF MANAGEMENT, LLC

CRD#: 11085

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIGHTON JONES LLC

BRIGHTON JONES LLC | OPENPLAN | LENORA GROUP | LENORA FAMILY OFFICE

CRD#: 108601 / SEC#: 801-57087

RIA

Registered Investment Advisory firm - (1/3/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/31/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/26/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/23/1993

General Securities Representative Examination

Current Firm

BRIGHTON JONES LLC

BRIGHTON JONES LLC | OPENPLAN | LENORA GROUP | LENORA FAMILY OFFICE

CRD#: 108601 / SEC#: 801-57087

RIA

Registered Investment Advisory firm - (1/3/2000 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2030 1st Avenue 3rd Floor, Seattle, WA 98121

Mailing Address

Phone number

(206) 258-5000

Established

Firm type

Fiscal year end

# of Employees

279

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRIGHTON JONES LLC (8/7/2025)

Regulatory assets under management

Total Number of Accounts	3,316
AUM (Assets Under Management)	$ 14,987,100,484

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/14/2025	Cover Page	Report
11/17/2023	Cover Page	Report
02/17/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Manisha A. Thakor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BUCKINGHAM STRATEGIC WEALTH, LLC

MONEYZEN WEALTH MANAGEMENT, LLC

FAYEZ SAROFIM & CO.

ATALANTA SOSNOFF MANAGEMENT, LLC

Primary Firm SEC Registration

BRIGHTON JONES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/31/2012

Series 63

Date: 8/26/1993

Series 7

Date: 7/23/1993

Current Firm

BRIGHTON JONES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BRIGHTON JONES LLC

TRUST BUT VERIFY

Similar Advisors