Carter D. Mansbach
Professional summary
Carter David Mansbach is a registered financial advisor currently at ATCAP PARTNERS, LLC located in Jupiter, Florida and CEROS FINANCIAL SERVICES, INC. located in New York, New York.
Carter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Carter has worked at 16 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carter David Mansbach's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 8, 2022 - Present
ATCAP PARTNERS, LLC
July 20, 2022 - Present
CEROS FINANCIAL SERVICES, INC.
Office #1: 80 Broad Street 29th Floor, New York, NY 10004March 23, 2017 - July 21, 2022
B. RILEY WEALTH ADVISORS, INC.
February 10, 2017 - July 21, 2022
NATIONAL SECURITIES CORPORATION
March 15, 2016 - March 9, 2017
INVESTACORP ADVISORY SERVICES INC
November 16, 2011 - March 9, 2017
INVESTACORP, INC.
October 23, 2006 - November 16, 2011
NATIONAL SECURITIES CORPORATION
January 24, 2003 - November 3, 2006
THE CONCORD EQUITY GROUP, LLC
October 16, 2002 - February 21, 2003
INTERNATIONAL ASSETS ADVISORY, LLC
May 9, 2001 - October 21, 2002
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 21, 1999 - June 5, 2001
THE CONCORD EQUITY GROUP, LLC
December 10, 1997 - July 28, 1999
CARNEGIE INVESTOR SERVICES INC.
January 6, 1997 - December 18, 1997
MEYERS POLLOCK ROBBINS, INC.
April 25, 1996 - January 3, 1997
FAIRCHILD FINANCIAL GROUP, INC.
October 21, 1994 - May 16, 1996
M.S. FARRELL & COMPANY, INC.
July 14, 1994 - October 28, 1994
FSG SECURITIES, INC.
April 14, 1994 - July 1, 1994
WESTFIELD FINANCIAL CORPORATION
July 2, 1993 - January 1, 1994
BEACON SECURITIES, INC.
Primary Firm SEC Registration
ATCAP PARTNERS, LLC
CRD#: 158214 / SEC#: 801-72617
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/21/2022)
(7/22/2022)
(7/21/2022)
(11/8/2022)
(7/21/2022)
(8/1/2022)
(7/22/2022)
(7/21/2022)
(8/2/2022)
(7/21/2022)
(7/21/2022)
(7/22/2022)
(1/31/2025)
(7/21/2022)
(7/21/2022)
(8/2/2022)
Exams
Series 7TO
Date: 6/30/2021
General Securities Representative ExaminationSeries 62
Date: 7/1/1993
Corporate Securities Limited Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
ATCAP PARTNERS, LLC
CRD#: 158214 / SEC#: 801-72617
Contact information
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 220 |
| AUM (Assets Under Management) | $ 62,948,000 |
Red Flags
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