RJ
Rafat J. Jadon
REGAL INVESTMENT ADVISORS LLC
Stuart, FL 34994
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CRD#: 2275857
RJ
Professional summary
Rafat Jadon Jadon, who also goes by Rafat Jadoun Jadoun, Ralph Jadoun, is a registered financial advisor currently at REGAL INVESTMENT ADVISORS LLC located in Stuart, Florida and REGULUS FINANCIAL GROUP, LLC located in Stuart, Florida.
Rafat is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Rafat has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rafat Jadoun Jadoun | Ralph Jadoun
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Rafat Jadon Financial - Investment Related: Yes - Address: 759 S Federal Hwy Ste 201F, Stuart, FL 34994 - Nature of Business: Registered Rep Activities through Regulus Financial Group, LLC using a DBA name; Investment Advisory Activities through Regal Investment Advisors, LLC - Title or Relationship: Insurance Agent/Investment Advisor Representative - Start Date: 1/02/2024 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services. Business Name: Rafat Jadon Insurance Brokerage - Investment Related: Yes - Address: 759 S Federal Hwy Ste 201F, Stuart, FL 34994 - Nature of Business: Insurance - Title or Relationship: Insurance Agent - Start Date: 01/08/1980 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide insurance services. Business Name: Rafat Jadon Real Estate - Investment Related: No - Address: PO Box 1240, Jensen Beach, FL 34957 - Nature of Business: Real Estate - Title or Relationship: Real Estate Associate - Start Date: 02/02/2018 - Hours per month: 5 - Hours per month during trading hours: 0 - Duties: Real estate sales not involving firm clients. Business Name: AHS Marketing - Investment Related: No - Address: PO Box 1240, Jensen Beach, FL 34957 - Nature of Business: Insurance Marketing - Title or Relationship: President - Start Date: 01/08/1980 - Hours per month: 10 - Hours per month during trading hours: 0 - Duties: Marketing of insurance
CRS (Client Relationship Summary) - RIA
Click below to view Rafat Jadon Jadon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 7, 2024 - Present
REGAL INVESTMENT ADVISORS LLC
Office #1: 759 S Federal Hwy Ste 201f, Stuart, FL 34994RIA
CRD#: 125004
Stuart, FL
Current
January 3, 2024 - Present
REGULUS FINANCIAL GROUP, LLC
Office #1: 759 S Federal Hwy Ste 201f, Stuart, FL 34994BD
CRD#: 150631
Stuart, FL
Past
March 1, 2019 - December 31, 2023
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
STUART, FL
Past
March 1, 2019 - December 31, 2023
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
STUART, FL
Past
February 21, 2018 - March 1, 2019
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
STUART, FL
Past
February 16, 2018 - March 1, 2019
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
STUART, FL
Past
September 18, 2013 - February 16, 2018
FORESTERS EQUITY SERVICES, INC.
RIA
CRD#: 18464
STUART, FL
Past
January 3, 2011 - February 16, 2018
FORESTERS EQUITY SERVICES, INC.
BD
CRD#: 18464
SAN DIEGO, CA
Past
April 24, 2009 - December 31, 2010
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
JENSEN BEACH, FL
Past
October 26, 1993 - May 5, 2009
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
JENSEN BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/3/2024)
IAR
Florida(2/7/2024)
RR
Georgia(10/23/2024)
RR
Ohio(1/3/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2687 44th Street Se, Kentwood, MI 49512
Mailing Address
Phone number
(616) 224-2204
Established
Firm type
Fiscal year end
# of Employees
118
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,303 |
| AUM (Assets Under Management) | $ 2,447,941,075 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/06/2023 | ||
| 12/06/2023 | ||
| 12/06/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
REGAL INVESTMENT ADVISORS LLC
CRD#: 125004Stuart, FL 34994TRUST BUT VERIFY
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Contact information
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