Jane M. Lang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jane Margaret Lang, who also goes by Jane Macdonald Lang, Jane Macdonald, was a registered financial professional .
Jane is a previously registered financial professional and started their career in finance in 1993. Jane had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2008 - September 23, 2010
SECURITIES AMERICA, INC.
June 25, 2008 - July 31, 2008
SECURITIES AMERICA, INC.
September 5, 2007 - June 10, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
September 4, 2007 - June 10, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
January 2, 2001 - September 11, 2007
RAYMOND JAMES & ASSOCIATES, INC.
January 2, 2001 - September 11, 2007
RAYMOND JAMES & ASSOCIATES, INC.
April 1, 1998 - March 15, 2001
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 3, 1995 - April 1, 1998
BARNETT INVESTMENTS, INC.
May 21, 1993 - February 8, 1995
DETWILER FENTON WEALTH MANAGEMENT INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECURITIES AMERICA, INC.
CRD#: 10205 / SEC#: , 8-26602
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITIES AMERICA FINANCIAL CORP. | SHAREHOLDER | |
| CHAFFEE, HAROLD GERARD | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2905661 |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| FORD, ERINN JUNE | INTERIM PRESIDENT, DIRECTOR AND CEO | 2176816 |
| GERB, JASON HARRIS | SVP, CHIEF REGULATORY OFFICER | 3021815 |
| HULETT, KIRK JESSE | EXECUTIVE VICE PRESIDENT, STRATEGY & PRACTICE MANAGEMENT, DIRECTOR | 2528380 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| SCHMIDT, DAVID MARTIN | TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | 5675524 |
Disclosures
| Regulatory Event | 58 |
| Arbitration | 27 |
| Bond | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
