Kenneth S. Roberts

FOURSTAR WEALTH ADVISORS

Reno, NV 89501

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CRD#: 2275718

Professional summary

Kenneth Scott Roberts is a registered financial advisor currently at FOURSTAR WEALTH ADVISORS, LLC located in Reno, Nevada.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Kenneth has worked at 10 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FAT TAIL TRADING & RESEARCH, OWNER SINCE 8/2012 TO PRESENT. FOR TAX PURPOSES ONLY. 2) AUTHOR "THE TACTICAL OPTION INVESTOR". 3) AMERICA MATTERS MEDIA, PART OWNER. ~48 HRS MTH, 40 OF WHICH ARE DURING MARKET HRS.SINCE JANUARY 2014, RADIO SHOW HOST OF "KEN'S BULLS & BEARS REPORT", PRODUCTION, WRITING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Scott Roberts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2020 - Present

FOURSTAR WEALTH ADVISORS, LLC

Office #1: 1 E Liberty Street, Reno, NV 89501

RIA

CRD#: 169613

Reno, NV

Past

June 29, 2017 - December 31, 2020

IWC ASSET MANAGEMENT LLC

RIA

CRD#: 286445

Truckee, CA

Past

September 11, 2014 - April 20, 2015

CONCERT WEALTH MANAGEMENT

RIA

CRD#: 141253

RENO, NV

Past

August 27, 2012 - June 1, 2017

WESPAC ADVISORS, LLC

RIA

CRD#: 148242

RENO, NV

Past

June 14, 2011 - July 6, 2012

VTRADER PRO, LLC

CRD#: 131920

SAN FRANCISCO, CA

Past

March 6, 2008 - December 31, 2012

FUSION ASSET MANAGEMENT, LLC

RIA

CRD#: 144358

RENO, NV

Past

March 29, 2001 - April 19, 2004

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

INCLINE VILLAGE, NV

Past

December 6, 1996 - January 27, 2006

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

July 7, 1995 - March 19, 1997

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

April 11, 1994 - June 12, 1995

SIFE

CRD#: 3355

WALNUT CREEK, CA

Past

October 8, 1992 - October 15, 1993

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOURSTAR WEALTH ADVISORS, LLC

FAMILY WEALTH LEGACY ADVISORS | GINGER ADVISORS, LLC | FOURSTAR WEALTH ADVISORS, LLC

CRD#: 169613 / SEC#: 801-110467

RIA

Registered Investment Advisory firm - (4/21/2017 Approved)

Illinois

Registered Investment Advisory firm - (4/21/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/16/2020)

IAR

Nevada
(1/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/19/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 4/17/1999

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/13/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/6/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/2/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/31/2002

General Securities Sales Supervisor - Options Module Examination

Current Firm

FOURSTAR WEALTH ADVISORS, LLC

FAMILY WEALTH LEGACY ADVISORS | GINGER ADVISORS, LLC | FOURSTAR WEALTH ADVISORS, LLC

CRD#: 169613 / SEC#: 801-110467

RIA

Registered Investment Advisory firm - (4/21/2017 Approved)

Illinois

Registered Investment Advisory firm - (4/21/2017 Terminated)

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Contact information

Main Address

1 N. Lasalle Street Suite 2225, Chicago, IL 60602

Mailing Address

Phone number

(312) 667-1750

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,309
AUM (Assets Under Management)	$ 1,240,902,908

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/29/2025	Cover Page	Report
05/28/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth S. Roberts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Scott Roberts's CRS (Customer Relationship Summary).

Certified licenses

Experience

IWC ASSET MANAGEMENT LLC

CONCERT WEALTH MANAGEMENT

WESPAC ADVISORS, LLC

VTRADER PRO, LLC

FUSION ASSET MANAGEMENT, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

WOODBURY FINANCIAL SERVICES, INC.

SIFE

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

FOURSTAR WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/19/2022

Series 63

Date: 10/6/1992

Series 3

Date: 4/17/1999

Series 7

Date: 1/13/1997

Series 6

Date: 10/6/1992

Series 10

Date: 7/2/2002

Series 9

Date: 5/31/2002

Current Firm

FOURSTAR WEALTH ADVISORS, LLC

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FOURSTAR WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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