Peter M. Platt
Professional summary
Peter Markert Platt is a registered financial advisor currently at PLATT INVESTMENT COUNSEL, LLC located in Lake Mary, Florida.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Peter has worked at 3 firms and has passed the Series 66, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter Markert Platt's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2014 - Present
PLATT INVESTMENT COUNSEL, LLC
November 4, 2004 - October 31, 2013
JONESTRADING
January 20, 1993 - March 17, 1997
IAI SECURITIES, INC.
Primary Firm SEC Registration
PLATT INVESTMENT COUNSEL, LLC
CRD#: 118737 / SEC#: 801-112826
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/31/2018)
(9/15/2014)
Exams
Series 55
Date: 12/7/2004
Limited Representative-Equity Trader ExamCurrent Firm
PLATT INVESTMENT COUNSEL, LLC
CRD#: 118737 / SEC#: 801-112826
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 372 |
| AUM (Assets Under Management) | $ 146,023,530 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/02/2025 | ||
| 10/04/2024 | ||
| 11/17/2023 | ||
| 10/20/2022 |
Red Flags
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