John A. Gomez

BRENTVIEW INVESTMENT MANAGEMENT

Northfield, IL 60093

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CRD#: 2275694

Professional summary

John Astor Gomez, who also goes by John A Gomez, is a registered financial advisor currently at BRENTVIEW INVESTMENT MANAGEMENT, LLC located in Northfield, Illinois.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. John has worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John A Gomez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Brentview Investment Management, LLC; Northfield, IL; Investment Related; Started 5/1/2019; Investment Manager; President; Responsible for marketing & client services for Brentview Investment Management; 160 hours per month with 0 hours during securities trading hours. 2) Timberline Road, LLC, Glenview IL, Non Investment Related, Started 1/1/2019, Holding Company of Brentview Investment Management LLC Equity

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Astor Gomez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2019 - Present

BRENTVIEW INVESTMENT MANAGEMENT, LLC

Office #1: One Northfield Plaza Suite 522, Northfield, IL 60093

RIA

CRD#: 300409

Northfield, IL

Past

December 16, 2021 - May 10, 2023

CAVU SECURITIES LLC

CRD#: 6906

NEW YORK, NY

Past

April 17, 2020 - November 16, 2021

FORESIDE FINANCIAL SERVICES, LLC

CRD#: 148477

Northfield, IL

Past

July 7, 2014 - April 26, 2018

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

June 28, 2006 - April 26, 2018

SANTA BARBARA ASSET MANAGEMENT, LLC

RIA

CRD#: 138123

CHICAGO, IL

Past

July 7, 2004 - January 3, 2007

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA

CRD#: 106494

GLENVIEW, IL

Past

January 11, 2002 - July 8, 2004

FURMAN SELZ CAPITAL MANAGEMENT LLC

RIA

CRD#: 105721

CHICAGO, IL

Past

August 29, 2001 - May 25, 2006

ING INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 21644

NEW YORK, NY

Past

July 19, 2000 - September 6, 2001

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

October 13, 1999 - June 16, 2000

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

June 15, 1993 - September 16, 1999

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

March 4, 1993 - April 20, 1993

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRENTVIEW INVESTMENT MANAGEMENT, LLC

CRD#: 300409 / SEC#: 801-118493

RIA

Registered Investment Advisory firm - (4/21/2020 Approved)

California

Registered Investment Advisory firm - (9/23/2020 Terminated)

Illinois

Registered Investment Advisory firm - (4/21/2020 Terminated)

New York

Registered Investment Advisory firm - (8/24/2020 Terminated)

Tennessee

Registered Investment Advisory firm - (8/25/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/24/2019)

IAR

Florida
(9/27/2021)

IAR

Illinois
(5/15/2019)

IAR

Minnesota
(9/22/2021)

IAR

New York
(9/22/2021)

IAR

Tennessee
(5/16/2019)

IAR

Texas
(9/2/2020)

IAR

Washington
(9/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/21/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/10/1996

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 4/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/7/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/24/2014

General Securities Principal Examination

Current Firm

BRENTVIEW INVESTMENT MANAGEMENT, LLC

CRD#: 300409 / SEC#: 801-118493

RIA

Registered Investment Advisory firm - (4/21/2020 Approved)

California

Registered Investment Advisory firm - (9/23/2020 Terminated)

Illinois

Registered Investment Advisory firm - (4/21/2020 Terminated)

New York

Registered Investment Advisory firm - (8/24/2020 Terminated)

Tennessee

Registered Investment Advisory firm - (8/25/2020 Terminated)

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Contact information

Main Address

One Northfield Plaza Suite 522, Northfield, IL 60093

Mailing Address

Phone number

(312) 283-4450

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRENTVIEW INVESTMENT MANAGEMENT ADV PART 2 BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	178
AUM (Assets Under Management)	$ 185,911,369

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John A. Gomez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Astor Gomez's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAVU SECURITIES LLC

FORESIDE FINANCIAL SERVICES, LLC

NUVEEN SECURITIES, LLC

SANTA BARBARA ASSET MANAGEMENT, LLC

VOYA INVESTMENT MANAGEMENT CO. LLC

FURMAN SELZ CAPITAL MANAGEMENT LLC

ING INVESTMENT MANAGEMENT SERVICES LLC

ALLIANCEBERNSTEIN INVESTMENTS, INC.

NUVEEN SECURITIES, LLC

NUVEEN SECURITIES, LLC

CIBC WORLD MARKETS CORP.

Primary Firm SEC Registration

BRENTVIEW INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/21/2014

Series 65

Date: 1/10/1996

SIE

Date: 4/26/2018

Series 7

Date: 7/7/2014

Series 24

Date: 11/24/2014

Current Firm

BRENTVIEW INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRENTVIEW INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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