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Bradley B. Ellison

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CRD#: 2275661
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bradley Barton Ellison, who also goes by Bradley B Ellison, was a registered financial professional .

Bradley is a previously registered financial professional and started their career in finance in 1992. Bradley had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

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Question & Answer


Are you a "fiduciary"?
No

Aliases


Bradley B Ellison

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
***N/A POSITION: Agent NATURE: INSURANCE AGENT - SALES INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/1995 ADDRESS: 17917 S. Hobart Blvd., Gardena CA 90248 DESCRIPTION: Currently insurance licensed in the state of CA as a life and health, variable contracts, and long term care agent. I have very few clients with existing contracts, and have not written a contract in decades. ***ELLISON CAPITAL MANAGEMENT POSITION: Sole Proprietor NATURE: ELLISON CAPITAL MANAGEMENT - INVESTMENT ADVISOR REPRESENTATIVE- INVESTMENT ADVISORY INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 6 START DATE: 04/01/1996 ADDRESS: 17917 S. Hobart Blvd., Gardena CA 90248 DESCRIPTION: Registered Investment Advisor ***ELLISON AVIATION INC. POSITION: President NATURE: ELLISON AVIATION INC. /DISPOSAL OF INHERITED AEROSPACE ASSETS. PROVIDING -- PRESIDENT - 5% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/14/2010 ADDRESS: 17917 S. Hobart Blvd., Gardena CA 90248 DESCRIPTION: Used for disposal of inherited aerospace and defense assets, aviation parts, tools, equipment, books.

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CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 20, 2018 - April 30, 2022

ELLISON CAPITAL MANAGEMENT

RIA
CRD#: 112675
GARDENA, CA
Past

January 4, 1996 - April 7, 2022

SECURITIES AMERICA, INC.

BD
CRD#: 10205
GARDENA, CA
Past

October 11, 1992 - January 16, 1996

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 11/18/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


EC
ELLISON CAPITAL MANAGEMENT
BRADLEY BARTON ELLISON DBA | ELLISON, BRADLEY BARTON | ELLISON CAPITAL MANAGEMENT

CRD#: 112675 / SEC#:

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Contact information


Main Address
Gardena, CA
Mailing Address
Phone number
(310) 619-5653
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ELLISON CAPITAL MANAGEMENT

CRD#: 112675

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