DB
Devin A. Born
LIFEMARK SECURITIES
Sinking Springs, PA
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CRD#: 2275635
DB
Professional summary
Devin Ashley Born, who also goes by Devin A Born, Devin Ashbley Born, is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Sinking Springs, Pennsylvania.
Devin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Devin has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Devin A Born | Devin Ashbley Born
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. independent insurance agent,investment related, 128 Matthew Dr., Sinking Spring, PA 19608, MY DUTIES INCLUDE, MARKETING, SALES AND SERVICING CLIENTS, DURING SECURITIES HOURS, I SPEND APPROX. 2 HOURS PER DAY INVOLVED WITH THE DUTIES. Sales and service of FIXED ANNUITIES, WHOLE LIFE, TERM INSURANCE, UNIVERSAL LIFE INSURANCE, LONG-TERM CARE INSURANCE AND HEALTH INSURANCE 2.Assisting clients in their duties of executor. Attending meeting with attorneys, Contacting all investment related companies in notification of death of client. Gathering of all pertinent forms for process of the disbursement of monies. Assist the attorney on record with data gathering for creation of estate accounts. NOT INVESTMENT RELATED. 128 Matthew Drive Sinking Spring, PA 19608
CRS (Client Relationship Summary) - RIA
Click below to view Devin Ashley Born's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Devin Ashley Born's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 16, 2016 - Present
LIFEMARK SECURITIES CORP.
RIA
BD
CRD#: 16204
Sinking Springs, PA
Current
June 16, 2016 - Present
LIFEMARK SECURITIES CORP.
RIA
BD
CRD#: 16204
Sinking Springs, PA
Past
April 17, 2008 - September 15, 2016
COMPREHENSIVE CAPITAL MANAGEMENT, INC.
RIA
CRD#: 119890
READING, PA
Past
September 17, 2007 - June 16, 2016
APW CAPITAL, INC.
BD
CRD#: 43814
PARSIPPANY, NJ
Past
September 14, 2007 - April 29, 2008
LIBERTY ASSET MANAGEMENT
RIA
CRD#: 142094
FOGELSVILLE, PA
Past
July 17, 2002 - September 17, 2007
ASSET & FINANCIAL PLANNING, LTD
RIA
CRD#: 110709
READING, PA
Past
March 14, 2000 - September 17, 2007
PRIME CAPITAL SERVICES, INC.
BD
CRD#: 18334
READING, PA
Past
November 10, 1997 - March 6, 2000
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
February 22, 1993 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
February 22, 1993 - October 30, 1997
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(2/13/2025)
RR
Florida(3/9/2018)
RR
Massachusetts(6/9/2023)
IAR
Massachusetts(6/9/2023)
RR
Minnesota(8/1/2022)
RR
New Hampshire(1/12/2023)
RR
New Jersey(4/19/2018)
RR
New York(6/27/2019)
RR
North Carolina(1/7/2022)
RR
Pennsylvania(6/16/2016)
IAR
Pennsylvania(6/16/2016)
RR
Texas(6/7/2021)
IAR
Texas(6/8/2021)
RR
Virginia(2/14/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
400 West Metro Park, Rochester, NY 14623
Mailing Address
400 West Metro Park, Rochester, NY 14623
Phone number
(585) 424-5672
Established
New York since 04/04/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
88
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
