Daniel H. Veatch
Professional summary
Daniel Hayward Veatch is a registered financial professional currently at FINANCIAL TELESIS INC located in San Rafael, California.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1996. Daniel has worked at 7 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Hayward Veatch's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2021 - Present
FINANCIAL TELESIS INC
Office #1: 4340 Redwood Highway Suite B-75, San Rafael, CA 94903May 4, 2018 - March 1, 2019
MVP CAPITAL ADVISORS, LLC
December 18, 2003 - July 31, 2017
HOULIHAN LOKEY ADVISORS, LLC
September 18, 2001 - December 9, 2003
PETKEVICH & PARTNERS, LLC
September 1, 1998 - March 2, 2001
ROBERTSON STEPHENS, INC.
October 1, 1997 - September 1, 1998
BANCAMERICA SECURITIES, INC.
November 5, 1996 - October 1, 1997
ROBERTSON, STEPHENS & COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/1/2021)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FINANCIAL TELESIS INC
CRD#: 31012 / SEC#: 801-63974, 8-45304
Contact information
FINRA licenses (6 States and Territories)
Red Flags
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Company Information
FINANCIAL TELESIS INC
CRD#: 31012San Rafael, CA 94903TRUST BUT VERIFY
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