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Jeffrey Scott Beacher

CRD# 2275528·Registered 1993 - 1996
Previously Registered: Being a previously registered professional could mean that Jeffrey is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jeffrey Scott Beacher was a registered financial advisor. Jeffrey was a previously registered financial professional and started their career in finance 1993 - 1996. Jeffrey had worked at 3 firms and has passed the Series 63 and Series 62 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

DUKE & CO., INC.·CRD# 8035
BD
New York, NY
September 28, 1995 - August 1, 1996
STRATTON OAKMONT INC.·CRD# 18692
BD
Lake Success, NY
February 24, 1994 - July 25, 1995
GOLDIS FINANCIAL GROUP, INC.·CRD# 16444
BD
Garden City, NY
October 27, 1993 - February 28, 1994
DUKE & CO., INC.·CRD# 8035
BD
New York, NY
February 8, 1993 - March 29, 1993

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Current Firm

D&
DUKE & CO., INC.

DUKE & CO., INC. | KING SECURITIES | ELLIOT, ALLEN & CO., INC.

CRD#: 8035 / SEC#: 8-24174
BD
Cancelled by SEC on 09/22/1998

Contact Information

Established

Florida since 06/28/1979

Firm Type

Corporation

Fiscal Year End

March

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1993About the Series 63 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Feb 1993

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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