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Michael Donald Grant Jr

CRD# 227536·Registered 1968 - 2025
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Donald Grant JR was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1968 - 2025. Michael had worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 5, Series 1, Series 24, Series 4 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

61 years in the financial services industry

Current & Past Employments

G.DISTRIBUTORS, LLC·CRD# 155071
BD
Rye, NY
June 30, 2015 - September 24, 2025
G.RESEARCH, LLC·CRD# 7353
BD
Greenwich, CT
January 1, 1997 - September 24, 2025
CLG INVESTMENT COMPANY, INC.·CRD# 10141
BD
Greenwich, CT
August 8, 1994 - December 2, 1996
LAMBORN SECURITIES INCORPORATED·CRD# 17489
BD
New York, NY
December 7, 1989 - December 10, 1992
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
April 13, 1988 - December 7, 1989
FAHNESTOCK INTERNATIONAL INC.·CRD# 279
BD
July 9, 1968 - April 13, 1988

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Current Firm

GL
G.DISTRIBUTORS, LLC

G.DISTRIBUTORS, LLC | GABELLI FUNDS DISTRIBUTOR, LLC

CRD#: 155071 / SEC#: 8-68697
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

One Corporate Center, Rye, NY 10580-1435

Mailing Address

One Corporate Center, Rye, NY 10580-1435

Phone Number

(914) 921-5000

Established

Delaware since 08/10/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DISTRIBUTORS HOLDINGS INC.THE SINGLE MEMBER OF G.DISTRIBUTORS, LLC—
BALL, JOHN CHESTERCHIEF EXECUTIVE OFFICER3153792
CALDWELL, MAXIMILIAN SMITHFINOP, TREASURER5482642
MCNIFF, ARTHUR JOSEPHCHIEF COMPLIANCE OFFICER4586817
SWIRBUL, JASON GREYSR. VICE PRESIDENT2867816

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1984About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 5 — Interest Rate Options Examination

Passed Nov 1981

Series 1 — Registered Representative Examination

Passed Nov 1965

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Sep 1977About the Series 4 exam

Series 40 — Registered Principal Examination

Passed Jul 1968

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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