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Scott Evans Mcvicker

CRD# 2275303·Registered 1992 - 2000
Suspended: Scott Evans Mcvicker was suspended by the FINRA; they may not be permitted to conduct business during the suspension.

Professional Summary

Scott Evans Mcvicker, who also goes by Scott E Mcvicker, was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 1992 - 2000. Scott had worked at 7 firms and has passed the Series 6 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Scott E Mcvicker

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

MARKET WISE SECURITIES, LLC·CRD# 45269
BD
Chicago, IL
April 3, 2000 - July 10, 2000
TRANSAMERICA FINANCIAL ADVISORS, INC.·CRD# 3600
BD
Los Angeles, CA
May 6, 1998 - July 22, 1999
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
July 8, 1997 - May 22, 1998
AEGON USA SECURITIES INC.·CRD# 13302
BD
Cedar Rapids, IA
March 19, 1997 - July 9, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
Fort Wayne, IN
July 25, 1995 - March 24, 1997
OSAIC FA, INC.·CRD# 3978
BD
Fort Wayne, IN
July 25, 1995 - March 24, 1997
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
Radnor, PA
December 16, 1992 - July 1, 1994

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Current Firm

MW
MARKET WISE SECURITIES, LLC

MARKET WISE SECURITIES, INC. | MARKETWISE SECURITIES, INC. | MARKET WISE TRADING, INC. | MARKET WISE SECURITIES, LLC

CRD#: 45269 / SEC#: 8-51016
BD
Terminated by SEC on 02/09/2010

Contact Information

Established

Delaware since 03/20/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
TERRA NOVA FINANCIAL GROUP, INC.OWNER—
FUESEL, GREGG JOSEPHFINANCIAL AND OPERATIONAL PRINCIPAL4173460
NOLAN, MICHAEL GERARDPRESIDENT2152470
PERSENAIRE, DAVID PHILIPCHIEF COMPLIANCE OFFICER1895839

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1992About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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