Michael P. Kimmel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Philip Kimmel, who also goes by Michael Phillip Kimmel, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 6 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2010 - May 6, 2025
S. GOLDMAN ADVISORS, LLC
July 16, 2010 - November 1, 2021
S. GOLDMAN CAPITAL LLC
May 9, 2006 - August 13, 2007
OPUS TRADING FUND LLC
July 31, 1996 - March 16, 2004
SCHONFELD SECURITIES, LLC
January 13, 1993 - August 13, 1996
CASTLE SECURITIES CORP.
September 17, 1992 - January 28, 1993
BERKELEY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 8/11/2011
Limited Representative-Equity Trader ExamCurrent Firm
S. GOLDMAN ADVISORS, LLC
CRD#: 139529 / SEC#: , 8-67229
Contact information
FINRA licenses (1 States and Territories)
Red Flags
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