Edward G. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Graham Clark was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1992. Edward had worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2018 - October 25, 2021
STORMHARBOUR SECURITIES LP
August 27, 2014 - May 11, 2018
BNP PARIBAS SECURITIES CORP.
August 30, 2010 - April 7, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 13, 2005 - July 16, 2010
CITIGROUP GLOBAL MARKETS INC.
September 14, 1992 - April 5, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
STORMHARBOUR SECURITIES LP
CRD#: 35997 / SEC#: , 8-46999
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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