JY
Jerry R. Yockey
IPI WEALTH MANAGEMENT
Shelbyville, IL 62565
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CRD#: 2275235
JY
Professional summary
Jerry Roy Yockey, who also goes by Jerry Yockey, is a registered financial advisor currently at IPI WEALTH MANAGEMENT, INC. located in Shelbyville, Illinois and INVESTMENT PLANNERS, INC. located in Shelbyville, Illinois.
Jerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Jerry has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jerry Yockey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-TRUSTEE ACCOUNTS SERVICED AT 304 E MAIN STREET SHELBYVILLE, IL. INVESTMENT RELATED BUSINESS. POSITION IS A TRUSTEE ROLE WITH�2 HOURS PER MONTH, OF WHICH 1 HOUR IS DURING TRADING HOURS.� START DATE OF ROLE IS 03/01/2010. 2- First Federal Saving & Loan Association of Central Illinois at200 West Main Street, Shelbyville, IL 62565. Advisory Board Member, non-voting paid position with a one year term. Start date 3/19/2025. Approximately 2-3 hours per month during market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Jerry Roy Yockey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 21, 2017 - Present
IPI WEALTH MANAGEMENT, INC.
Office #1: 304 E Main Street, Shelbyville, IL 62565RIA
CRD#: 111872
Shelbyville, IL
Current
April 28, 2017 - Present
INVESTMENT PLANNERS, INC.
Office #1: 304 E Main St., Shelbyville, IL 62565BD
CRD#: 18557
Shelbyville, IL
Past
December 7, 2006 - May 1, 2017
WINTRUST INVESTMENTS LLC
BD
CRD#: 875
SHELBYVILLE, IL
Past
July 10, 2006 - June 19, 2017
BLACK WATCH INVESTMENT MANAGERS, L.L.P.
RIA
CRD#: 123627
SHELBYVILLE, IL
Past
April 11, 2006 - May 1, 2017
WINTRUST INVESTMENTS LLC
RIA
CRD#: 875
SHELBYVILLE, IL
Past
January 2, 2002 - December 31, 2009
GREAT LAKES ADVISORS, LLC
RIA
CRD#: 110757
SHELBYVILLE, IL
Past
September 19, 1995 - December 7, 2006
FOCUSED INVESTMENTS L.L.C.
BD
CRD#: 37532
SHELBYVILLE, IL
Past
February 17, 1995 - September 1, 1995
WINTRUST INVESTMENTS LLC
BD
CRD#: 875
CHICAGO, IL
Past
September 16, 1992 - January 6, 1995
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
IPI WEALTH MANAGEMENT, INC.
IPI ASSET MANAGEMENT, INC. | VOGEL & COMPANY, LLC | KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. | KOSHINSKI ASSET MANAGEMENT, INC. DBA INVESTMENT PLANNERS | KOSHINSKI ASSET MANAGEMENT INC. | IPI WEALTH MANAGEMENT, INC. | IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
RIA
Registered Investment Advisory firm - (11/1/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/1/2017)
RR
Arizona(5/1/2017)
RR
Arkansas(1/2/2024)
RR
Colorado(4/28/2017)
RR
Florida(4/28/2017)
RR
Georgia(4/28/2017)
IAR
Illinois(4/21/2017)
RR
Illinois(4/28/2017)
RR
Indiana(5/1/2017)
RR
Iowa(6/23/2025)
RR
Kentucky(5/20/2024)
RR
Maryland(4/28/2017)
RR
Massachusetts(5/1/2017)
RR
Minnesota(5/1/2017)
RR
Mississippi(5/8/2023)
RR
Missouri(5/1/2017)
RR
Nebraska(5/14/2024)
RR
New Mexico(5/1/2017)
RR
New York(4/28/2017)
RR
North Carolina(5/14/2024)
RR
Ohio(6/26/2025)
RR
Oklahoma(4/28/2017)
RR
Pennsylvania(1/2/2020)
RR
Tennessee(4/28/2017)
RR
Texas(4/28/2017)
RR
Virginia(5/1/2017)
RR
Wisconsin(5/1/2017)
RR
Wyoming(8/16/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IW
IPI WEALTH MANAGEMENT, INC.
IPI ASSET MANAGEMENT, INC. | VOGEL & COMPANY, LLC | KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. | KOSHINSKI ASSET MANAGEMENT, INC. DBA INVESTMENT PLANNERS | KOSHINSKI ASSET MANAGEMENT INC. | IPI WEALTH MANAGEMENT, INC. | IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
RIA
Registered Investment Advisory firm - (11/1/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
226 W. Eldorado, Decatur, IL 62522
Mailing Address
P.o. Box 170, Decatur, IL 62525-0170
Phone number
(217) 425-6340
Established
Firm type
Fiscal year end
# of Employees
73
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,743 |
| AUM (Assets Under Management) | $ 2,248,994,441 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
IPI WEALTH MANAGEMENT, INC.
CRD#: 111872Shelbyville, IL 62565TRUST BUT VERIFY
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