Michael J. Halladay
Professional summary
Michael John David Halladay was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Michael had worked at 2 firms, which includes RE-DIRECT SECURITIES CORP, PRUCO SECURITIES LLC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 1996 - May 12, 1997
RE-DIRECT SECURITIES CORP
October 5, 1992 - July 29, 1996
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Current Firm
RE-DIRECT SECURITIES CORP
CRD#: 35518 / SEC#: , 8-46711
Contact information
Documents
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Disclosures
| Regulatory Event | 1 |
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