GT
Gavin A. Tolan
SPC
Phoenix, AZ 85051
Some features on this profile are disabled
CRD#: 2275071
GT
Professional summary
Gavin Andrew Tolan is a registered financial advisor currently at SPC located in Phoenix, Arizona and PARKLAND SECURITIES, LLC located in Phoenix, Arizona.
Gavin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Gavin has worked at 17 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIFTY200 INVESTMENT MANAGEMENT - 100% OWNER - PROVIDE FINANCIAL SERVICES TO INDIVIDUAL INVESTORS - 40 HRS/MONTH DURING WEEKDAYS, TIME VARIES FOR EVENINGS/WEEKENDS 2. PACIFIC LIFE - LTC INSURANCE SALES - EDUCATE & RECOMMEND PRODUCTS TO THE PUBLIC 3. Arcadia High School, Phoenix, AZ. Coaching high school athletics. Start date: 10/9/25, approx. 10 hrs/mo, none during mkt hrs. INV REL: N
CRS (Client Relationship Summary) - RIA
Click below to view Gavin Andrew Tolan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 8, 2024 - Present
SPC
Office #1: 10000 N 31st Ave, Ste D-129, Phoenix, AZ 85051RIA
CRD#: 110692
Phoenix, AZ
Current
October 8, 2024 - Present
PARKLAND SECURITIES, LLC
Office #1: 10000 N 31st Ave Ste D-129, Phoenix, AZ 85051BD
CRD#: 115368
Phoenix, AZ
Past
April 7, 2016 - October 9, 2024
SCF INVESTMENT ADVISORS, INC.
RIA
CRD#: 123608
PHOENIX, AZ
Past
April 7, 2016 - October 9, 2024
SCF SECURITIES, INC.
BD
CRD#: 47275
PHOENIX, AZ
Past
August 25, 2010 - April 1, 2016
WFG ADVISORS, LP
RIA
CRD#: 125073
PEORIA, AZ
Past
November 2, 2005 - April 1, 2016
WFG INVESTMENTS, INC.
BD
CRD#: 22704
PEORIA, AZ
Past
July 6, 2005 - November 1, 2005
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CHICAGO, IL
Past
January 16, 2002 - July 6, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
August 7, 1997 - December 31, 2001
MOMENTUM INDEPENDENT NETWORK INC.
BD
CRD#: 17587
DALLAS, TX
Past
March 15, 1996 - August 7, 1997
RAUSCHER PIERCE REFSNES, INC.
BD
CRD#: 6663
DALLAS, TX
Past
July 18, 1995 - April 18, 1996
JOSEPH CHARLES & ASSOC., INC.
BD
CRD#: 3949
BOCA RATON, FL
Past
October 18, 1994 - July 18, 1995
DICKINSON & CO.
BD
CRD#: 689
DES MOINES, IA
Past
May 11, 1994 - November 2, 1994
CULLUM & SANDOW SECURITIES, INC.
BD
CRD#: 15836
DALLAS, TX
Past
January 7, 1994 - July 15, 1994
DALLAS RESEARCH & TRADING, INC.
BD
CRD#: 28806
DALLAS, TX
Past
July 20, 1993 - December 14, 1993
NORTHEAST SECURITIES, LLC
BD
CRD#: 25996
MITCHELFIELD, NY
Past
February 26, 1993 - July 22, 1993
FIRST ASSET MANAGEMENT, INC.
BD
CRD#: 17341
GARDEN CITY, NY
Past
January 18, 1993 - February 11, 1993
CHELSEA STREET SECURITIES, INC.
BD
CRD#: 17548
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/8/2024)
IAR
Arizona(10/10/2024)
IAR
Arkansas(3/14/2025)
RR
Arkansas(10/1/2025)
RR
California(1/8/2025)
RR
Georgia(10/8/2024)
RR
Iowa(10/30/2024)
RR
North Carolina(10/8/2024)
RR
Oregon(11/12/2024)
IAR
Oregon(11/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
