Audrey S. Laganke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Audrey S Laganke, who also goes by Audrey S Adriana, Adriana Laganke, was a registered financial professional .
Audrey is a previously registered financial professional and started their career in finance in 1998. Audrey had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2004 - August 19, 2013
M&R CAPITAL MANAGEMENT INC
June 30, 2004 - September 23, 2010
SANDERS MORRIS LLC
July 1, 2003 - May 27, 2004
WELLS FARGO CLEARING SERVICES, LLC
March 18, 1998 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
M&R CAPITAL MANAGEMENT INC
CRD#: 110472 / SEC#: 801-44950
Contact information
Regulatory assets under management
| Total Number of Accounts | 513 |
| AUM (Assets Under Management) | $ 522,283,133 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
