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Amy Albertina D'amico

CRD# 2274590·Registered 1994 - 2004
Previously Registered: Being a previously registered professional could mean that Amy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Amy Albertina D'amico, who also goes by Amy Albertina Matelski, was a registered financial advisor. Amy was a previously registered financial professional and started their career in finance 1994 - 2004. Amy had worked at 2 firms and has passed the Series 63, Series 7 and Series 11 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Amy Albertina Matelski

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

KNIGHT EXECUTION PARTNERS LLC·CRD# 104228
BD
Chicago, IL
September 16, 2002 - May 24, 2004
BENJAMIN & JEROLD BROKERAGE I, LLC·CRD# 29110
BD
New York, NY
October 21, 1994 - July 17, 2000

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Current Firm

KE
KNIGHT EXECUTION PARTNERS LLC

KNIGHT EXECUTION PARTNERS LLC

CRD#: 104228 / SEC#: 8-52689
BD
Terminated by SEC on 03/04/2005

Contact Information

Established

Delaware since 06/05/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KFP HOLDINGS I LLCDIRECT OWNER—
ACKERMANN, ROBERT PAUL MR.CHIEF COMPLIANCE OFFICER, CHIEF ANTI MONEY LAUNDERING COMPLIANCE OFFICER, CHIEF LEGAL & CORPORATE COUNSEL, SECRETARY & MANAGER4668488
AMORUSO, LEONARD JOHNGLOBAL COMPLIANCE DIRECTOR4062175
GALVIN, SEAN PATRICKDIRECTOR OF TAX, MANAGER3048983
JOYCE, THOMAS MICHAELCHIEF EXECUTIVE OFFICER850573
MCLEOD, ANDREW MATHERVP TRADING SERVICES, CROP, SROP, MANAGER2404996
MOGILEVSKY, CHARLES ROBERTCFO, FINOP & TREASURER, MANAGER1712540
RAARUP, TODD DENNIS MR.CHIEF OPERATIONS OFFICER, MANAGER4632522
SANTORO, PETER ALPHONSO JR.PRESIDENT, MANAGER4530915

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1996About the Series 7 exam

Series 11 — Assistant Representative-Order Processing Qualification Exam

Passed Oct 1994

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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