Amy A. D'amico
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Albertina D'amico, who also goes by Amy Albertina Matelski, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 1994. Amy had worked at 2 firms and has passed the Series 63, Series 7 and Series 11 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2002 - May 24, 2004
KNIGHT EXECUTION PARTNERS LLC
October 21, 1994 - July 17, 2000
BENJAMIN & JEROLD BROKERAGE I, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 10/20/1994
Assistant Representative-Order Processing Qualification ExamCurrent Firm
KNIGHT EXECUTION PARTNERS LLC
CRD#: 104228 / SEC#: , 8-52689
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KFP HOLDINGS I LLC | DIRECT OWNER | |
| ACKERMANN, ROBERT PAUL MR. | CHIEF COMPLIANCE OFFICER, CHIEF ANTI MONEY LAUNDERING COMPLIANCE OFFICER, CHIEF LEGAL & CORPORATE COUNSEL, SECRETARY & MANAGER | 4668488 |
| AMORUSO, LEONARD JOHN | GLOBAL COMPLIANCE DIRECTOR | 4062175 |
| GALVIN, SEAN PATRICK | DIRECTOR OF TAX, MANAGER | 3048983 |
| JOYCE, THOMAS MICHAEL | CHIEF EXECUTIVE OFFICER | 850573 |
| MCLEOD, ANDREW MATHER | VP TRADING SERVICES, CROP, SROP, MANAGER | 2404996 |
| MOGILEVSKY, CHARLES ROBERT | CFO, FINOP & TREASURER, MANAGER | 1712540 |
| RAARUP, TODD DENNIS MR. | CHIEF OPERATIONS OFFICER, MANAGER | 4632522 |
| SANTORO, PETER ALPHONSO JR. | PRESIDENT, MANAGER | 4530915 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
