PA
Peter J. Alofsin
CAPITAL WEALTH MANAGEMENT
WEST WARWICK, RI 02893
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CRD#: 2274434
PA
Professional summary
Peter James Alofsin, AIF®, CFP®, who also goes by Peter J. Alofsin, Peter Alofsin, is a registered financial advisor currently at CAPITAL WEALTH MANAGEMENT, LLC located in West Warwick, Rhode Island and OSAIC WEALTH, INC. located in West Warwick, Rhode Island.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Peter has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peter J. Alofsin | Peter Alofsin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) NAME OF OBA: BROKERS'SERVICE MARKETING GROUP, INC; ADDRESS OF OBA: PROVIDENCE, RI 02903; NATURE: LIFE INSURANCE AND ANNUITY SALES AND SERVICE; INVESTMENT RELATED: NO; TITLE WITH OBA: CONSULTANT / COMMISSIONABLE AGENT; DUTIES: SALES OF LIFE INSURANCE AND ANNUITY SALES AND SERVICE; START DATE: 1995; APPROX. NUMBER OF HOURS/MONTH: 60; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (2.) NAME OF OBA: AD, LLC; ADDRESS OF OBA: WEST WARWICK, RI 02893; NATURE: OFFICE CONDO OVERSIGHT; INVESTMENT RELATED: NO; TITLE WITH OBA: OWNER; DUTIES: OFFICE CONDO OVERSIGHT; START DATE: 2008; APPROX. NUMBER OF HOURS/MONTH: 0; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (3.) NAME OF OBA: COVENTRY FIRST; ADDRESS OF OBA: FORT WASHINGTON, PA 19034; NATURE: LIFE SETTLEMENT; INVESTMENT RELATED: NO; TITLE WITH OBA: CONSULTANT; DUTIES: CONSULTING; START DATE: 2007; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (4.) NAME OF OBA: MAKE A DIFFERENCE FOUNDATION, INC; ADDRESS OF OBA: WEST WARWICK, RI 02893; NATURE: FUNDRAISING; INVESTMENT RELATED: NO; TITLE WITH OBA: FUNDRAISING COMMITTEE MEMBER; DUTIES: MAIL FUNDRAISING LETTERS TO FRIENDS FOR THANKSGIVING MEALS TO THE UNDERPRIVILEGED; START DATE: 1993; APPROX. NUMBER OF HOURS/MONTH: 5 HOURS/YEAR; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (5.) NAME OF OBA: LONG WHARF TRUSTEES; ADDRESS OF OBA: NEWPORT, RI; NATURE: BOAD OF TRUSTEES; INVESTMENT RELATED: NO; TITLE WITH OBA: CONSULTANT; DUTIES: CONSULTANT FOR SCHOLARSHIP BOARD; START DATE: 10/2016; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (6.) NAME OF OBA: WANUMETONOMY GOLF AND COUNTRY CLUB; ADDRESS OF OBA: MIDDLETOWN, RI; NATURE: COUNTRY CLUB; INVESTMENT RELATED: NO; TITLE WITH OBA: BOARD OF GOVERNORS MEMBER; DUTIES: ATTEND MONTHLY MEETINGS; START DATE: 3/2021; APPROX. NUMBER OF HOURS/MONTH: 3; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0 (7.) PETER ALOFSIN POSITION: Notary NATURE: I am simply a "Notary Public" INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/09/2025 ADDRESS: 191 Wyndham Hill Road, Middletown RI 02842, United States DESCRIPTION: I attest to signatures by witnessing and attesting that the person did in fact sign
CRS (Client Relationship Summary) - RIA
Click below to view Peter James Alofsin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
August 2, 2011 - Present
CAPITAL WEALTH MANAGEMENT, LLC
Office #1: 1300 Division Road Suite 203, West Warwick, RI 02893RIA
CRD#: 157959
WEST WARWICK, RI
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1300 Division Road Suite 203, West Warwick, RI 02893RIA
BD
CRD#: 23131
WEST WARWICK, RI
Past
April 25, 2012 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
WEST WARWICK, RI
Past
May 9, 2003 - August 26, 2004
STEELE CAPITAL MANAGEMENT, INC.
RIA
CRD#: 107097
WARWICK, RI
Past
April 21, 2003 - April 24, 2012
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
W. WARWICK, RI
Past
April 21, 2003 - April 24, 2012
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
W. WARWICK, RI
Past
January 12, 1995 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
November 18, 1992 - April 25, 2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CAPITAL WEALTH MANAGEMENT, LLC
CAPITAL WEALTH MANAGEMENT, INC. | CAPITAL WEALTH MANAGEMENT, LLC
CRD#: 157959 / SEC#: 801-76539
RIA
Registered Investment Advisory firm - (5/11/2012 Approved)Rhode Island
Registered Investment Advisory firm - (5/16/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(8/23/2024)
RR
Florida(8/23/2024)
RR
Illinois(8/23/2024)
RR
Kansas(8/23/2024)
RR
Maine(8/23/2024)
RR
Massachusetts(8/23/2024)
RR
Michigan(8/23/2024)
RR
New Hampshire(8/23/2024)
RR
New York(8/23/2024)
RR
North Carolina(8/23/2024)
RR
Pennsylvania(8/23/2024)
IAR
Rhode Island(8/2/2011)
RR
Rhode Island(8/23/2024)
RR
South Carolina(8/23/2024)
IAR
Texas(7/22/2016)
RR
Washington(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CAPITAL WEALTH MANAGEMENT, LLC
CAPITAL WEALTH MANAGEMENT, INC. | CAPITAL WEALTH MANAGEMENT, LLC
CRD#: 157959 / SEC#: 801-76539
RIA
Registered Investment Advisory firm - (5/11/2012 Approved)Rhode Island
Registered Investment Advisory firm - (5/16/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1300 Division Road Suite 203, West Warwick, RI 02893
Mailing Address
Phone number
(401) 885-1060
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 632 |
| AUM (Assets Under Management) | $ 1,001,028,285 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPITAL WEALTH MANAGEMENT, LLC
CRD#: 157959West Warwick, RI 02893TRUST BUT VERIFY
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