Scott A. Swanson

INTEGRITY CAPITAL

Fort Wayne, IN 46802

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CRD#: 2274247

Professional summary

Scott Allan Swanson is a registered financial professional currently at INTEGRITY CAPITAL, LLC located in Fort Wayne, Indiana.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1992. Scott has worked at 8 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Allan Swanson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2025 - Present

INTEGRITY CAPITAL, LLC

Office #1: 888 S Harrison St., Suite 900, Fort Wayne, IN 46802

CRD#: 285198

Fort Wayne, IN

Past

December 1, 2022 - January 31, 2025

FIRST PALLADIUM, LLC

CRD#: 289822

FORT WAYNE, IN

Past

June 29, 2012 - September 20, 2018

P.J. ROBB VARIABLE, LLC

CRD#: 38339

SALT LAKE CITY, UT

Past

July 2, 2008 - July 2, 2010

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

May 9, 2002 - November 15, 2004

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

June 1, 1999 - December 19, 2001

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

October 5, 1992 - June 26, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 5, 1992 - June 26, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/21/2025)

Indiana
(5/29/2025)

Exams

State Security Law Exam

Series 63

Date: 5/28/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/3/2023

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 12/1/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 11/9/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/30/2008

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 10/2/1992

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

INTEGRITY CAPITAL, LLC

ANNEXUS SECURITIES, LLC | INTEGRITY CAPITAL, LLC

CRD#: 285198 / SEC#: , 8-69829

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260

Mailing Address

16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260

Phone number

(480) 321-8992

Established

Delaware since 08/05/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
INTEGRITY WEALTH, LLC	MEMBER
DENHAM, ERIC TODD	PRESIDENT	1812039
GILBREATH, WESLEY BLAKE	CHIEF FINANCIAL OFFICER	7294886
GILBREATH, WESLEY BLAKE	FINOP	7294886
GILBREATH, WESLEY BLAKE	PRINCIPAL FINANCIAL OFFICER	7294886
LEPORE, KENNETH	PRINCIPAL OPERATIONS OFFICER	1356913
LEPORE, KENNETH	CCO	1356913

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott A. Swanson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Allan Swanson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST PALLADIUM, LLC

P.J. ROBB VARIABLE, LLC

THE O.N. EQUITY SALES COMPANY

AMERICAN GENERAL SECURITIES INCORPORATED

NYLIFE SECURITIES LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/28/2025

Series 7TO

Date: 5/3/2023

Series 6TO

Date: 12/1/2022

SIE

Date: 11/9/2022

Series 6

Date: 6/30/2008

Series 7

Date: 10/2/1992

FINRA

Current Firm

INTEGRITY CAPITAL, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

INTEGRITY CAPITAL, LLC

TRUST BUT VERIFY

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