Scott Allan Swanson
Professional Summary
Scott Allan Swanson is a registered financial advisor currently at INTEGRITY CAPITAL, LLC located in Fort Wayne, Indiana. Scott is registered as a RR (Registered Representative) and started their career in finance in 1992. Scott has worked at 8 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 6 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
Years of Experience
34 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
Current Firm
ANNEXUS SECURITIES, LLC | INTEGRITY CAPITAL, LLC
Contact Information
Main Address
16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260Mailing Address
16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260Phone Number
(480) 321-8992Established
Delaware since 08/05/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTEGRITY WEALTH, LLC | MEMBER | — |
| BAKER, ANDREA K | PRINCIPAL FINANCIAL OFFICER | 5533991 |
| BAKER, ANDREA K | FINOP | 5533991 |
| BAKER, ANDREA K | CHIEF FINANCIAL OFFICER | 5533991 |
| BAKER, ANDREA K | PRINCIPAL OPERATIONS OFFICER | 5533991 |
| DENHAM, ERIC TODD | PRESIDENT | 1812039 |
| PATTERSON, GINNIE SUZANNE | CHIEF COMPLIANCE OFFICER | 6329958 |
Similar Advisors
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
State Registrations and Notice Filings
(2/21/2025)
(5/29/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 2022About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2008About the Series 6 examSRO Registrations
Similar Advisors
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
CRS (Client Relationship Summary) - BD
Click below to view Scott Allan Swanson's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC