Jian Ke
Professional summary
Jian Ke, who also goes by Patrick Ko, is a registered financial professional currently at FT GLOBAL CAPITAL, INC. located in Miami Beach, Florida.
Jian is registered as a RR (Registered Representative) and started their career in finance in 1992. Jian has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 24, Series 28 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jian Ke's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2007 - Present
FT GLOBAL CAPITAL, INC.
Office #1: 1688 Meridian Avenue Suite 700, Miami Beach, FL 33139Office #2: 1688 Meridian Avenue Suite 700, Miami Beach, FL 33139May 19, 2004 - July 13, 2004
J.P. CAREY SECURITIES, INC.
October 6, 1998 - April 25, 2002
SECURITIES AMERICA, INC.
November 22, 1995 - December 15, 1995
JWGENESIS SECURITIES, INC.
January 11, 1994 - October 19, 1998
JOSEPHTHAL & CO., INC.
March 19, 1993 - January 11, 1994
BURNETT, GREY & CO., INC.
October 13, 1992 - March 24, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/26/2007)
(11/6/2007)
(2/4/2022)
(4/6/2021)
(1/15/2008)
(1/10/2007)
(5/14/2007)
(3/23/2021)
(1/20/2022)
(1/2/2024)
(1/26/2022)
(11/8/2007)
(5/22/2007)
(3/9/2017)
(6/7/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 9/16/2006
Introducing Broker/Dealer Financial Operations Principal ExaminationSeries 8
Date: 11/14/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
FT GLOBAL CAPITAL, INC.
CRD#: 141294 / SEC#: , 8-67375
Contact information
FINRA licenses (15 States and Territories)
Documents
Red Flags
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Company Information
FT GLOBAL CAPITAL, INC.
CRD#: 141294Miami Beach, FL 33139TRUST BUT VERIFY
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