Jian Ke
Professional Summary
Jian Ke, who also goes by Patrick Ko, is a registered financial advisor currently at FT GLOBAL CAPITAL, INC. located in Miami Beach, Florida. Jian is registered as a RR (Registered Representative) and started their career in finance in 1992. Jian has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 24, Series 28 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Patrick Ko
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
FT GLOBAL CAPITAL, INC.
Contact Information
Main Address
1688 Meridian Avenue Suite 700, Miami Beach, FL 33139Mailing Address
1688 Meridian Avenue Suite 700, Miami Beach, FL 33139Phone Number
(786) 220-6129Established
Georgia since 05/24/2006Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KE, JIAN | EXECUTIVE REPRESENTATIVE, CEO, CFO, CCO | — |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/26/2007)
(11/6/2007)
(2/4/2022)
(4/6/2021)
(1/15/2008)
(1/10/2007)
(5/14/2007)
(3/23/2021)
(1/20/2022)
(1/2/2024)
(1/26/2022)
(11/8/2007)
(5/22/2007)
(3/9/2017)
(6/7/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Sep 2006About the Series 28 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Nov 1996SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jian Ke's CRS (Customer Relationship Summary).
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