JB
John E. Boyd
DOMINION PORTFOLIO MANAGEMENT
AMARILLO, TX 79101
Some features on this profile are disabled
CRD#: 2274165
JB
Professional summary
John Ernest Boyd, who also goes by Ernie Boyd, is a registered financial advisor currently at DOMINION PORTFOLIO MANAGEMENT, INC. located in Amarillo, Texas and CALTON & ASSOCIATES, INC. located in Amarillo, Texas.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. John has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ernie Boyd
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 1/2 shareholder in The Boyd Agency, Inc, which offers traditional life, fixed annuities and disability insurance; (2) l/2 shareholder in Six-Fifteen Properties, LLC, an entity that owns our office building. We occupy 1/2 and have renters in the other half. It also holds a first lien mortgage deed on another commercial property; (3) 1 of 2 members of Bell and Boyd Agency, LLC, an entity that offers medicare supplements, medicare advantage, prescription drug plans and other senior insurance products. The shareholders/members of these entities are Don Edward Boyd and John Ernest Boyd; (4)Take Aim Shooting Complex, LLC, not investment related, 5919 Hillside Road, Amarillo, TX 79109. Indoor shooting range, 8% ownership interest with no management responsibilities or time requirements.
CRS (Client Relationship Summary) - RIA
Click below to view John Ernest Boyd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 2011 - Present
DOMINION PORTFOLIO MANAGEMENT, INC.
Office #1: 615 Sw 8th Avenue, Amarillo, TX 79101RIA
CRD#: 106918
AMARILLO, TX
Current
July 1, 2023 - Present
CALTON & ASSOCIATES, INC.
Office #1: 615 Sw 8th Ave, Amarillo, TX 79101RIA
BD
CRD#: 20999
Amarillo, TX
Past
January 4, 1995 - July 19, 2023
DOMINION INVESTOR SERVICES, INC.
BD
CRD#: 21548
AMARILLO, TX
Past
November 25, 1992 - January 5, 1995
CETERA ADVISORS LLC
BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DP
DOMINION PORTFOLIO MANAGEMENT, INC.
DOMINION FINANCIAL ADVISORS INC. | NONE | DOMINION WEALTH ADVISORS, INC. | DOMINION PORTFOLIO MANAGEMENT, INC. | DOMINION FINANCIAL ADVISORS, INC.
CRD#: 106918 / SEC#: 801-115280
RIA
Registered Investment Advisory firm - (5/13/2019 Approved)California
Registered Investment Advisory firm - (4/25/2001 Cancelled)Colorado
Registered Investment Advisory firm - (5/22/2019 Terminated)Indiana
Registered Investment Advisory firm - (5/20/2019 Terminated)Louisiana
Registered Investment Advisory firm - (5/14/2019 Terminated)Michigan
Registered Investment Advisory firm - (5/15/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (5/14/2019 Terminated)Tennessee
Registered Investment Advisory firm - (5/14/2019 Terminated)Texas
Registered Investment Advisory firm - (5/14/2019 Terminated)Washington
Registered Investment Advisory firm - (5/21/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/1/2023)
RR
Colorado(7/1/2023)
RR
Hawaii(7/1/2023)
RR
Louisiana(7/1/2023)
RR
Nebraska(8/3/2023)
RR
North Carolina(7/1/2023)
RR
Oklahoma(7/1/2023)
IAR
Texas(5/31/2011)
RR
Texas(7/1/2023)
RR
Washington(7/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DP
DOMINION PORTFOLIO MANAGEMENT, INC.
DOMINION FINANCIAL ADVISORS INC. | NONE | DOMINION WEALTH ADVISORS, INC. | DOMINION PORTFOLIO MANAGEMENT, INC. | DOMINION FINANCIAL ADVISORS, INC.
CRD#: 106918 / SEC#: 801-115280
RIA
Registered Investment Advisory firm - (5/13/2019 Approved)California
Registered Investment Advisory firm - (4/25/2001 Cancelled)Colorado
Registered Investment Advisory firm - (5/22/2019 Terminated)Indiana
Registered Investment Advisory firm - (5/20/2019 Terminated)Louisiana
Registered Investment Advisory firm - (5/14/2019 Terminated)Michigan
Registered Investment Advisory firm - (5/15/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (5/14/2019 Terminated)Tennessee
Registered Investment Advisory firm - (5/14/2019 Terminated)Texas
Registered Investment Advisory firm - (5/14/2019 Terminated)Washington
Registered Investment Advisory firm - (5/21/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1002 Marble Heights Dr Suite 101, Marble Falls, TX 78654
Mailing Address
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607
Phone number
(813) 264-0440
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 616 |
| AUM (Assets Under Management) | $ 261,299,355 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
