GR
Glen W. Roberts
HILTON HEAD CAPITAL PARTNERS
Conway, SC 29526
Some features on this profile are disabled
CRD#: 2274147
GR
Professional summary
Glen Winston Roberts, who also goes by Glen W Roberts, is a registered financial advisor currently at HILTON HEAD CAPITAL PARTNERS, LLC located in Conway, South Carolina.
Glen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Glen has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Glen W Roberts
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of Business: none Address: 809 Wright Boulevard, Conway, SC 29527, conway, SC, 29527, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 09/10/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2) Name of Business: Roberts Financial Strategies, LLC Address: 1121 3rd ave Suite b, Conway, SC, 29526, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/06/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have Raymond James Branch 8JA
CRS (Client Relationship Summary) - RIA
Click below to view Glen Winston Roberts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 30, 2024 - Present
HILTON HEAD CAPITAL PARTNERS, LLC
Office #1: 1121 Third Ave, Conway, SC 29526RIA
CRD#: 299375
Conway, SC
Past
January 2, 2009 - April 1, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
CONWAY, SC
Past
April 3, 2008 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
Conway, SC
Past
March 14, 2008 - April 1, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Conway, SC
Past
January 1, 2008 - March 20, 2008
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MYRTLE BEACH, SC
Past
January 1, 2008 - March 20, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MYRTLE BEACH, SC
Past
August 9, 2005 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
MYRTLE BEACH, SC
Past
October 26, 1992 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
MYRTLE BEACH, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HH
HILTON HEAD CAPITAL PARTNERS, LLC
GOLDFINCH FINANCIAL GROUP | UPTOWN PARTNERS ADVISORY | HILTON HEAD CAPITAL PARTNERS, LLC
CRD#: 299375 / SEC#: 801-130275
RIA
Registered Investment Advisory firm - (7/2/2024 Approved)Alabama
Registered Investment Advisory firm - (11/14/2023 Terminated)North Carolina
Registered Investment Advisory firm - (7/31/2024 Terminated)South Carolina
Registered Investment Advisory firm - (7/11/2024 Terminated)Texas
Registered Investment Advisory firm - (7/11/2024 Terminated)Virginia
Registered Investment Advisory firm - (7/12/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(5/30/2024)
IAR
Texas(5/30/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
HH
HILTON HEAD CAPITAL PARTNERS, LLC
GOLDFINCH FINANCIAL GROUP | UPTOWN PARTNERS ADVISORY | HILTON HEAD CAPITAL PARTNERS, LLC
CRD#: 299375 / SEC#: 801-130275
RIA
Registered Investment Advisory firm - (7/2/2024 Approved)Alabama
Registered Investment Advisory firm - (11/14/2023 Terminated)North Carolina
Registered Investment Advisory firm - (7/31/2024 Terminated)South Carolina
Registered Investment Advisory firm - (7/11/2024 Terminated)Texas
Registered Investment Advisory firm - (7/11/2024 Terminated)Virginia
Registered Investment Advisory firm - (7/12/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7 Lafayette Place Suite B, Hilton Head Island, SC 29926
Mailing Address
Phone number
(843) 790-7573
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 691 |
| AUM (Assets Under Management) | $ 253,821,111 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
