Gregory M. Papazian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Michael Papazian, who also goes by Greg M Papazian, Greg Michael Papazian, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1992. Gregory had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 1994 - August 21, 2025
BROOKWOOD SECURITIES PARTNERS, LLC
September 24, 1993 - April 11, 1994
TALLWOOD ASSOCIATES, INC.
September 14, 1992 - August 27, 1993
WINTHROP SECURITIES CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
BROOKWOOD SECURITIES PARTNERS, LLC
CRD#: 35187 / SEC#: , 8-46627
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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