Matthew J. Stratton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew James Stratton, who also goes by Matt J Stratton, Matt Stratton, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1999. Matthew had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2017 - July 13, 2018
CRAIG-HALLUM CAPITAL GROUP LLC
August 5, 2015 - June 29, 2016
WEDBUSH SECURITIES INC.
January 12, 2015 - May 5, 2015
NORTHLAND SECURITIES, INC.
November 18, 2014 - January 13, 2015
LAKE STREET CAPITAL MARKETS, LLC
August 18, 2005 - October 8, 2014
CRAIG-HALLUM CAPITAL GROUP LLC
May 5, 2003 - August 5, 2005
THINKEQUITY LLC
November 8, 1999 - May 13, 2003
PIPER SANDLER & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CRAIG-HALLUM CAPITAL GROUP LLC
CRD#: 121395 / SEC#: , 8-65407
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
