Robert H. Weinstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Harris Weinstein was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 11 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 55, Series 7, Series 10, Series 24, Series 4 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2022 - March 10, 2023
MACRO RISK ADVISORS LLC
July 11, 2017 - May 26, 2020
NATALLIANCE SECURITIES, LLC
January 7, 2015 - June 9, 2017
FBN SECURITIES, INC.
November 22, 2011 - January 7, 2015
NATALLIANCE SECURITIES, LLC
July 13, 2011 - November 22, 2011
TULLETT PREBON FINANCIAL SERVICES LLC
August 19, 2010 - May 9, 2011
COWEN SECURITIES LLC
June 6, 2008 - August 19, 2010
LIGHTHOUSE FINANCIAL GROUP, LLC
July 22, 2004 - February 1, 2006
INSTITUTIONAL DIRECT INC.
July 22, 2004 - June 20, 2008
J.P. MORGAN SECURITIES LLC
April 26, 2002 - July 21, 2004
BURLINGTON CAPITAL MARKETS INC.
August 1, 2000 - April 30, 2002
INSTINET, LLC
September 8, 1992 - August 1, 2000
REUTERS C CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/29/2000
Limited Representative-Equity Trader ExamCurrent Firm
MACRO RISK ADVISORS LLC
CRD#: 148143 / SEC#: , 8-67973
Contact information
FINRA licenses (17 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACRO HOLDINGS LLC | SHAREHOLDER - MEMBER | |
| CURNUTT, DEAN CARL | PRESIDENT | |
| LUTTENBERGER, JOHN THOMAS | CHIEF COMPLIANCE OFFICER | |
| TAO, BING QIN | FINOP | 6253793 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
