Albert G. Bothe

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CRD#: 2273967

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Albert George Bothe was a registered financial professional .

Albert is a previously registered financial professional and started their career in finance in 1992. Albert had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 31, 2018 - August 3, 2021

INSIGHT WEALTH STRATEGIES, LLC

RIA

CRD#: 293644

Houston, TX

Past

April 4, 2005 - June 20, 2018

OSAIC FA, INC.

RIA

CRD#: 3978

HOUSTON, TX

Past

April 4, 2005 - June 5, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

April 4, 2005 - June 20, 2018

OSAIC FA, INC.

CRD#: 3978

HOUSTON, TX

Past

August 26, 1998 - March 29, 2005

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

HOUSTON, TX

Past

August 24, 1998 - March 29, 2005

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

October 5, 1992 - August 9, 1998

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INSIGHT WEALTH STRATEGIES, LLC

CRD#: 293644 / SEC#: 801-112986

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/2/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/5/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/2/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/12/2001

General Securities Principal Examination

Current Firm

INSIGHT WEALTH STRATEGIES, LLC

CRD#: 293644 / SEC#: 801-112986

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

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Contact information

Main Address

2603 Camino Ramon Suite 350, San Ramon, CA 94583

Mailing Address

Phone number

(925) 659-8020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/4/2025)

Regulatory assets under management

Total Number of Accounts	1,962
AUM (Assets Under Management)	$ 932,033,936

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Albert G. Bothe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

INSIGHT WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/2/1992

SIE

Date: 6/20/2018

Series 7

Date: 9/5/2000

Series 6

Date: 10/2/1992

Series 24

Date: 6/12/2001

Current Firm

INSIGHT WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INSIGHT WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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