MV
Michael F. Ventura
INDEPENDENCE FINANCIAL ADVISORS
Franklin, NH 03235
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CRD#: 2273875
MV
Professional summary
Michael Francis Ventura is a registered financial advisor currently at INDEPENDENCE FINANCIAL ADVISORS, LLC located in Franklin, New Hampshire.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EMPLOYED AS A REGISTERED REPRESENTATIVE AND INVESTMENT ADVISOR REPRESENTATIVE WITH INFINEX INVESTMENTS, INC. WORK OUT THE OFFICE LOCATED AT 387 CENTRAL STREET, FRANKLIN, NEW HAMPSHIRE 03235. DEVOTE APPROXIMATELY 25% OF TIME TO INFINEX MATTERS. DUTIES INCLUDE BORKERAGE ACTIVITIES AND SUPERVISORY ACTIVITIES OF OTHER BRANCH EMPLOYEES.
INDEPENDENT FINANCIAL ADVISORS, LLC 387 CENTRAL ST-FRANKLIN, NH 03235 - INVESTMENT MMGT-YES INVESTMENT RELATED-PRESIDENT 4/5/2011-130 HRS MONTHLY-DURING MARKET HOURS
NH CHARTIABLE FOUNDATION-PUBLIC CHARITY MAKING LOANS AND GRANTS-NOT INVESTMENT RELATED-BOARD MEMBER-2 HRS MONTHLY-NOT DURING MARKET HOURS-BOARD MEMBER
SPAULDING YOUTH CENTER- 130 SHEDD RD-TILTON, NH - SCHOOLING FOR SPECIAL NEEDS STUDENTS-NOT INVESTMENT RELATED-CHAIRMAN OF BOARD-6/02 5 HRS MONTHLY-4 HOURS DURING MARKET HOURS
FRANKLIN ROTARY-CIVIC ORGANIZATION-NOT INVESTMENT RELATED- TREASURER-2002-5HRS MONTLY-1 DURING MARKET HOURS-HANDLE & PROCESS CLUB DUES & BILLS
THE MIDDLE-MAIN ST-FRANKLIN, NH- PERFORMING ARTS CNETER - NOT INVESTMENT RELATED - BOARD MEMBER - 2009 6 HRS MONTHLY - 2 HRS DURING MARKET HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Michael Francis Ventura's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2011 - Present
INDEPENDENCE FINANCIAL ADVISORS, LLC
Office #1: 402 Central Street, Franklin, NH 03235RIA
CRD#: 156305
Franklin, NH
Past
June 27, 2001 - April 7, 2011
OSAIC INSTITUTIONS, INC.
RIA
CRD#: 35371
FRANKLIN, NH
Past
April 1, 1999 - January 2, 2015
OSAIC INSTITUTIONS, INC.
BD
CRD#: 35371
FRANKLIN, NH
Past
May 8, 1996 - May 22, 1997
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
June 15, 1993 - May 14, 1996
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
September 14, 1992 - June 15, 1993
VP DISTRIBUTORS LLC
BD
CRD#: 3036
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INDEPENDENCE FINANCIAL ADVISORS, LLC
GML FINANCIAL ADVISORY SERVICES, LLC | INDEPENDENCE FINANCIAL ADVISORS, LLC
CRD#: 156305 / SEC#: 801-81025
RIA
Registered Investment Advisory firm - (3/12/2015 Approved)Florida
Registered Investment Advisory firm - (4/2/2015 Terminated)Massachusetts
Registered Investment Advisory firm - (4/2/2015 Terminated)New Hampshire
Registered Investment Advisory firm - (4/9/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/28/2011)
IAR
Massachusetts(4/19/2011)
IAR
New Hampshire(4/11/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
IF
INDEPENDENCE FINANCIAL ADVISORS, LLC
GML FINANCIAL ADVISORY SERVICES, LLC | INDEPENDENCE FINANCIAL ADVISORS, LLC
CRD#: 156305 / SEC#: 801-81025
RIA
Registered Investment Advisory firm - (3/12/2015 Approved)Florida
Registered Investment Advisory firm - (4/2/2015 Terminated)Massachusetts
Registered Investment Advisory firm - (4/2/2015 Terminated)New Hampshire
Registered Investment Advisory firm - (4/9/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
402 Central Street, Franklin, NH 03235
Mailing Address
Phone number
(603) 934-4445
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,732 |
| AUM (Assets Under Management) | $ 432,940,469 |
Red Flags
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Company Information
INDEPENDENCE FINANCIAL ADVISORS, LLC
CRD#: 156305Franklin, NH 03235TRUST BUT VERIFY
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