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JP

John W. Pollock

MCLEAN SECURITIES
Mclean, VA 22102
Some features on this profile are disabled
CRD#: 2273822
JP

Professional summary

John Wellington Pollock is a registered financial professional currently at MCLEAN SECURITIES, LLC located in Mclean, Virginia.

John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 12 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Wellington Pollock's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 17, 2018 - Present

MCLEAN SECURITIES, LLC

Office #1: 8260 Greensboro Drive Suite 350, Mclean, VA 22102
BD
CRD#: 104117
Mclean, VA
Past

October 3, 2014 - March 3, 2017

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
CHARLOTTE, NC
Past

October 19, 2012 - July 2, 2014

KROLL SECURITIES LLC

BD
CRD#: 36927
CHICAGO, IL
Past

June 1, 2010 - October 5, 2011

FIDUS SECURITIES, LLC

BD
CRD#: 132882
CHARLOTTE, NC
Past

April 15, 2010 - April 30, 2010

BOURNE PARTNERS SECURITIES, LLC

BD
CRD#: 131107
CHARLOTTE, NC
Past

January 4, 2008 - April 6, 2010

FIRST CITIZENS CAPITAL SECURITIES, LLC

BD
CRD#: 41504
CHARLOTTE, NC
Past

June 5, 2006 - December 31, 2007

EVP SECURITIES, LLC

BD
CRD#: 117728
CHARLOTTE, NC
Past

July 1, 2003 - March 20, 2006

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
CHARLOTTE, NC
Past

October 1, 1999 - July 1, 2003

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

February 1, 1999 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC
Past

April 30, 1998 - February 1, 1999

BOWLES HOLLOWELL CONNER & CO.

BD
CRD#: 17511
CHARLOTTE, NC
Past

April 4, 1996 - April 30, 1998

BOWLES HOLLOWELL CONNER & CO.

BD
CRD#: 10072
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Virginia
(11/6/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 2/25/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/3/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/30/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MCLEAN SECURITIES, LLC
MCLEAN SECURITIES, LLC | THE MCLEAN GROUP, LLC

CRD#: 104117 / SEC#: , 8-52565

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
8260 Greensboro Drive Suite 350, Mclean, VA 22102
Mailing Address
8260 Greensboro Drive Suite 350, Mclean, VA 22102
Phone number
(703) 827-0200
Established
Virginia since 10/13/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
THE MCLEAN GROUP, LLCPARENT
MARTIN, MITCHELL ZACHARYCCO4993937
SMITH, ANDREW CLIFFORDFINOP

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MCLEAN SECURITIES, LLC

CRD#: 104117Mclean, VA 22102

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