Mark A. Solinski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Andrew Solinski was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1993. Mark had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2017 - September 13, 2017
ROBERTSON INVESTMENT MANAGEMENT
July 2, 2012 - March 20, 2017
FIRST ALLIED ADVISORY SERVICES, INC.
May 28, 2007 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
October 3, 2000 - March 20, 2017
FIRST ALLIED SECURITIES, INC.
February 9, 1998 - October 26, 2000
D.E. FREY & COMPANY, INC.
May 1, 1997 - February 23, 1998
AMERIPRISE ADVISOR SERVICES, INC.
October 3, 1994 - April 3, 1997
D.E. FREY & COMPANY, INC.
September 26, 1994 - October 12, 1994
FIRST AFFILIATED SECURITIES
April 15, 1994 - May 10, 1994
D.E. FREY & COMPANY, INC.
December 22, 1993 - February 14, 1994
AMERICAN FRONTEER FINANCIAL CORPORATION
October 15, 1993 - January 3, 1994
IDS LIFE INSURANCE COMPANY
October 15, 1993 - January 3, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
ROBERTSON INVESTMENT MANAGEMENT
CRD#: 115425 / SEC#: 801-120446
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROBERTSON INVESTMENT MANAGEMENT
CRD#: 115425 / SEC#: 801-120446
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 779 |
| AUM (Assets Under Management) | $ 273,053,474 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Colorado | ERA - Withdrawn | 12/22/2020 |
| Louisiana | ERA - Withdrawn | 12/22/2020 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
