Donald J. Rosato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald J Rosato, who also goes by Rosato Hondo, Donald J Rosato, Donald Joseph Rosato, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1993. Donald had worked at 2 firms and has passed the Series 65, Series 63, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2000 - December 13, 2005
CAMELOT INVESTMENT ADVISERS, LTD.
June 23, 1997 - February 3, 2012
CAMELOT INVESTMENT ADVISERS, LTD.
March 25, 1993 - June 25, 1997
INVESTEC INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMELOT INVESTMENT ADVISERS, LTD.
CRD#: 42310 / SEC#: , 8-49792
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
