Robert S. Davis
Professional summary
Robert Steven Davis, who also goes by Steve Davis, is a registered financial professional currently at INTREPID INVESTMENT BANKERS LLC located in Los Angeles, California.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 8 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Steven Davis's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2011 - Present
INTREPID INVESTMENT BANKERS LLC
Office #1: 11755 Wilshire Blvd. Suite 2150 And 2200, Los Angeles, CA 90025July 1, 2009 - June 3, 2010
WELLS FARGO SECURITIES, LLC
October 3, 2006 - July 1, 2009
WELLS FARGO SECURITIES, LLC
March 17, 2003 - October 5, 2006
BARRINGTON ASSOCIATES
October 1, 1999 - May 23, 2001
WELLS FARGO CLEARING SERVICES, LLC
February 1, 1999 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
April 30, 1998 - February 1, 1999
BOWLES HOLLOWELL CONNER & CO.
September 24, 1997 - April 30, 1998
BOWLES HOLLOWELL CONNER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/10/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
INTREPID INVESTMENT BANKERS LLC
CRD#: 154801 / SEC#: , 8-68674
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUFG AMERICAS HOLDINGS CORPORATION | DIRECT OWNER | |
| BAGDASARIAN, EDUARD | CEO | 1307175 |
| FREEDMAN, JAMES BARRY | MANAGING DIRECTOR, CHAIRMAN | 1616904 |
| MILKMAN, PAUL DAVID | CHIEF INFORMATION SECURITY OFFICER | 1564708 |
| MORIN, STACEY LYNN | CHIEF FINANCIAL OFFICER | 5649422 |
| ROSENBERG, W MICHAEL | SENIOR MANAGING DIRECTOR | 1617639 |
| SCANDURA, STEPHEN THOMAS | CHIEF COMPLIANCE OFFICER | 4539229 |
Red Flags
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