Todd J. Ostendorf
Professional summary
Todd John Ostendorf, CFP® is a registered financial professional currently at T3 TRADING GROUP, LLC located in New York, New York.
Todd is registered as a RR (Registered Representative) and started their career in finance in 1994. Todd has worked at 3 firms and has passed the Series 63, SIE, Series 57 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Todd John Ostendorf's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2019 - Present
T3 TRADING GROUP, LLC
Office #1: 88 Pine Street 23rd Floor, New York, NY 10005April 27, 2018 - October 18, 2019
T3 TRADING GROUP, LLC
October 3, 2006 - March 13, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
August 12, 1994 - July 3, 2006
IDS LIFE INSURANCE COMPANY
June 20, 1994 - March 13, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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