William R. Maynard
Professional summary
William Ross Maynard, who also goes by Bill Maynard, is a registered financial professional currently at PATRICK CAPITAL MARKETS, LLC located in Irvine, California.
William is registered as a RR (Registered Representative) and started their career in finance in 1992. William has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Ross Maynard's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2015 - Present
PATRICK CAPITAL MARKETS, LLC
May 1, 2013 - March 17, 2014
PATRICK CAPITAL MARKETS, LLC
November 20, 2006 - September 5, 2012
CCO CAPITAL, LLC
June 3, 2005 - November 22, 2006
CAPITAL BROKERAGE CORPORATION
September 20, 2002 - June 3, 2005
EQUITABLE ADVISORS, LLC
January 30, 2002 - August 16, 2002
METLIFE INVESTORS DISTRIBUTION COMPANY
October 13, 1997 - November 29, 2001
EQUITABLE DISTRIBUTORS, LLC
January 4, 1997 - April 2, 1997
FIDELITY DISTRIBUTORS COMPANY LLC
September 1, 1995 - June 17, 1996
CITIGROUP GLOBAL MARKETS INC.
December 3, 1992 - September 7, 1995
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/15/2015)
Exams
FINRA
Current Firm
PATRICK CAPITAL MARKETS, LLC
CRD#: 16518 / SEC#: , 8-34099
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAXONY FINANCIAL HOLDINGS, LLC. | SOLE OWNER/ MEMBER | |
| CLARK, BRIAN LESLEY | PRESIDENT, CEO, AND CFO | 4802438 |
| KLUMP, RYAN CHRISTOPHER | SENIOR VICE PRSIDENT | 4762698 |
| MATARAZZI, NATHAN DOMENICO | FINOP, POO AND PFO | 4827090 |
| MITCHELL, JARAD BYRAM | COO | 4811305 |
| WEBSTER, TERRANCE MICHAEL | CHIEF COMPLIANCE OFFICER | 6826889 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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