Richard M. Feldman
Professional summary
Richard Mark Feldman, who also goes by Rich Feldman, is a registered financial professional currently at EXEMPLAR CAPITAL, LLC located in Boston, Massachusetts and PACIFIC ALLIANCE ASSOCIATES LLC located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1992. Richard has worked at 43 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Mark Feldman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2012 - Present
EXEMPLAR CAPITAL, LLC
Office #1: 265 Franklin Street Suite 1702, Boston, MA 02110March 29, 2012 - Present
PACIFIC ALLIANCE ASSOCIATES LLC
Office #1: 261 Madison Avenue 9th Floor, New York, NY 10016May 21, 2012 - Present
BETTERMENT SECURITIES
Office #1: 450 West 33rd Street 11th Floor, New York, NY 10001July 9, 2012 - Present
ACCESS SECURITIES, LLC
Office #1: 140 Elm Street Suite 7, New Canaan, CT 06840December 9, 2019 - Present
COMMONWEALTH AUSTRALIA SECURITIES LLC
Office #1: 599 Lexington Avenue 30th Fl, New York, NY 10022May 2, 2021 - Present
COINBASE CAPITAL MARKETS CORP
Office #1: One Madison Ave 24th Fl, New York, NY 10010November 29, 2021 - Present
ALPHALEDGER MARKETS, INC.
Office #1: 19362 Powder Hill Place Suite 104, Poulsbo, WA 98370August 18, 2022 - Present
DECHEQUE SECURITIES LLC
Office #1: 353 W Pierpont Ave, Salt Lake City, UT 84101May 1, 2023 - Present
THINK ALPHA SECURITIES, LLC
Office #1: 116 Commons Way Building 1, Suite 166, Princeton, NJ 08540April 26, 2024 - Present
EDG CAPITAL LLC
Office #1: 1743 S Sidewinder Drive Suite 110, Park City, UT 84060June 26, 2024 - Present
TANGENT CAPITAL PARTNERS, LLC
Office #1: 14 Wyndham Road, Short Hills, NJ 07078May 2, 2021 - January 8, 2024
COINBASE SECURITIES, INC.
March 12, 2021 - August 4, 2025
APEX FINTECH BROKERAGE SERVICES
October 21, 2020 - January 11, 2023
YIELDX SECURITIES
April 7, 2020 - July 11, 2023
TEMPLUM MARKETS LLC
November 26, 2018 - December 4, 2020
TRADEPRO SECURITIES, LLC.
January 11, 2017 - April 28, 2020
ELEFANT MARKETS
September 28, 2016 - October 26, 2021
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
July 5, 2016 - March 25, 2021
COINBASE SECURITIES, INC.
June 7, 2016 - November 14, 2018
LEVY, HARKINS & CO., INC.
March 16, 2016 - March 25, 2021
COINBASE CAPITAL MARKETS CORP
July 25, 2014 - September 9, 2015
PAULSON INVESTMENT COMPANY LLC
July 1, 2014 - April 3, 2015
HEDGEBAY SECURITIES LLC
July 25, 2013 - October 31, 2016
STOCKKINGS CAPITAL LLC
June 21, 2013 - July 19, 2013
STOCKKINGS CAPITAL LLC
January 23, 2013 - June 10, 2014
GRENEL & CO., LLC
October 2, 2012 - April 13, 2016
CRC CAPITAL MARKETS LLC
June 14, 2012 - October 30, 2015
BONWICK CAPITAL PARTNERS, LLC
May 15, 2012 - January 18, 2016
COINBASE SECURITIES, INC.
May 2, 2012 - April 22, 2024
BOREAL CAPITAL SECURITIES LLC
December 1, 2011 - April 12, 2013
USTOCKTRADE SECURITIES, INC.
July 6, 2011 - April 4, 2016
LEVELX CAPITAL LLC
June 30, 2011 - November 6, 2022
KATAMA SECURITIES LLC
April 28, 2011 - June 16, 2011
LAMPERT CAPITAL MARKETS INC.
January 16, 2009 - March 10, 2011
GLOBAL ARENA CAPITAL CORP
June 26, 2008 - September 11, 2008
PINERIDGE CAPITAL LLC
January 6, 2005 - October 16, 2006
SCHOTTENFELD GROUP LLC
November 26, 2003 - July 8, 2004
GRANDWOOD SECURITIES LLC
November 16, 1999 - April 11, 2002
BUYANDHOLD SECURITIES CORPORATION
October 14, 1998 - October 19, 1999
SSI SECURITIES CORP.
October 14, 1998 - October 19, 1999
GKN SECURITIES CORP.
October 14, 1998 - October 21, 1999
EARLYBIRDCAPITAL, INC.
December 10, 1997 - October 12, 1998
SIEBERT WILLIAMS SHANK & CO., LLC
December 4, 1997 - October 12, 1998
MURIEL SIEBERT & CO., LLC
April 4, 1997 - October 29, 1997
CONTINENTAL BROKER-DEALER CORP.
July 12, 1994 - April 25, 1997
AMERICORP SECURITIES, INC.
October 16, 1992 - August 1, 1994
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/2/2023)
(8/19/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TANGENT CAPITAL PARTNERS, LLC
CRD#: 146999 / SEC#: , 8-67885
Contact information
FINRA licenses (32 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TANGENT CAPITAL PARTNERS, LLC
CRD#: 146999Boston, MA 02110TRUST BUT VERIFY
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