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Ruediger Horst Beutell

CRD# 2273095·Registered 1995 - 2024
Previously Registered: Being a previously registered professional could mean that Ruediger is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ruediger Horst Beutell, who also goes by Rudiger Horst Beutell, Rudy Beutell, was a registered financial advisor. Ruediger was a previously registered financial professional and started their career in finance 1995 - 2024. Ruediger had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rudiger Horst Beutell, Rudy Beutell

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

AVALON SECURITIES, LTD.·CRD# 30522
BD
New York, NY
July 6, 2016 - December 18, 2024
SCARSDALE EQUITIES LLC·CRD# 134602
BD
New York, NY
June 27, 2005 - April 6, 2016
BRIMBERG & CO.·CRD# 1315
BD
New York, NY
November 11, 1999 - August 24, 2005
DG EUROPEAN SECURITIES CORPORATION·CRD# 15304
BD
New York, NY
February 20, 1997 - January 12, 1998
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
August 30, 1995 - December 9, 1996

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Current Firm

AS
AVALON SECURITIES, LTD.

AVALON SECURITIES, LTD.

CRD#: 30522 / SEC#: 8-44993
BD
Terminated by SEC on 02/21/2025

Contact Information

Established

New York since 05/18/1992

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DAVEY, LYNDA JANECHAIR, CEO, CCO1185760

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2013About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2011About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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