Paul Grana
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Grana was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1958. Paul had worked at 4 firms and has passed the Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 1981 - May 3, 1985
HEITNER EQUITIES, INC.
April 27, 1976 - February 17, 1999
THE HEITNER CORPORATION
January 15, 1975 - June 2, 1976
WHITE, WELD & CO. INCORPORATED
April 25, 1958 - January 15, 1975
G. H. WALKER, LAIRD INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/25/1958
Registered Representative ExaminationF04
Date: 7/20/1977
Financial Principal ExaminationSeries 40
Date: 7/20/1977
Registered Principal ExaminationCurrent Firm
HEITNER EQUITIES, INC.
CRD#: 8620 / SEC#: , 8-25880
Contact information
Documents
Red Flags
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