Bradley M. Dewey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Morrill Dewey was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1994. Bradley had worked at 5 firms and has passed the Series 65, Series 63, Series 56, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2017 - November 9, 2017
SILVERLAKE WEALTH MANAGEMENT LLC
October 26, 2016 - December 31, 2016
SILVERLAKE WEALTH MANAGEMENT LLC
July 23, 2013 - August 8, 2013
QUAD CAPITAL, LLC
March 24, 2004 - April 6, 2005
DEUTSCHE BANK SECURITIES INC.
July 12, 2002 - April 8, 2003
UBS SECURITIES LLC
July 25, 1994 - April 11, 2000
PERSHING LLC
Primary Firm SEC Registration
SILVERLAKE WEALTH MANAGEMENT LLC
CRD#: 165525 / SEC#: 801-97340
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 7/23/2013
Proprietary Trader Qualification ExaminationCurrent Firm
SILVERLAKE WEALTH MANAGEMENT LLC
CRD#: 165525 / SEC#: 801-97340
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,892 |
| AUM (Assets Under Management) | $ 572,662,800 |
Red Flags
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