AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
AB

Anthony Barral

VIRTU AMERICAS LLC
New York, NY 10019
Some features on this profile are disabled
CRD#: 2272769
AB

Professional summary


Anthony Barral, who also goes by Anthony M Barral, Anthony Michael Barral, Tony Barral, Anthony Barral, Tony Michael Barral, is a registered financial professional currently at VIRTU AMERICAS LLC located in New York, New York.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 1993. Anthony has worked at 15 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Anthony M Barral | Anthony Michael Barral | Tony Barral | Anthony Barral | Tony Michael Barral

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Anthony Barral's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 8, 2024 - Present

VIRTU AMERICAS LLC

Office #1: 1633 Broadway 41st Fl, New York, NY 10019
BD
CRD#: 149823
New York, NY
Past

March 7, 2022 - April 23, 2024

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

August 31, 2021 - January 24, 2022

CODA MARKETS, INC.

BD
CRD#: 36187
GLENVIEW, IL
Past

December 9, 2019 - August 10, 2021

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

April 22, 2010 - November 27, 2019

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

May 7, 2007 - April 12, 2010

DE ROUTE

BD
CRD#: 135981
JERSEY CITY, NJ
Past

October 31, 2005 - May 8, 2007

NYFIX MILLENNIUM, L.L.C.

BD
CRD#: 103843
NEW YORK, NY
Past

April 18, 2002 - January 30, 2003

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

July 14, 2000 - September 6, 2001

WYNSTON HILL CAPITAL, LLC

BD
CRD#: 103811
BRANDON, SD
Past

April 24, 2000 - December 14, 2001

ELECTRONIC SECURITIES PROCESSING (ESP) LLC

BD
CRD#: 103730
NEW YORK, NY
Past

August 3, 1999 - November 29, 1999

LIGHTSPEED PROFESSIONAL TRADING LLC

BD
CRD#: 39293
NEW YORK, NY
Past

October 16, 1998 - November 1, 1999

LANDMARK SECURITIES CORPORATION

BD
CRD#: 39506
HOUSTON, TX
Past

February 13, 1997 - April 8, 1998

BLOCK TRADING INC.

BD
CRD#: 36666
HOUSTON, TX
Past

June 21, 1996 - January 24, 1997

MCCLENDON, MORRISON & PARTNERS, INC.

BD
CRD#: 14684
CHICAGO, IL
Past

September 5, 1995 - November 22, 1995

BLOCK TRADING INC.

BD
CRD#: 36666
HOUSTON, TX
Past

May 3, 1993 - May 11, 1995

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

January 21, 1993 - April 6, 1993

TAGLICH BROTHERS, INC.

BD
CRD#: 29102
COLD SPRING HARBOR, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/8/2024)
RR
Arizona
(4/8/2024)
RR
Arkansas
(4/8/2024)
RR
California
(4/8/2024)
RR
Colorado
(4/8/2024)
RR
Connecticut
(4/8/2024)
RR
Delaware
(4/8/2024)
RR
District of Columbia
(4/8/2024)
RR
Florida
(4/8/2024)
RR
Georgia
(4/8/2024)
RR
Idaho
(4/8/2024)
RR
Illinois
(4/8/2024)
RR
Indiana
(4/8/2024)
RR
Iowa
(4/8/2024)
RR
Kansas
(4/8/2024)
RR
Kentucky
(4/8/2024)
RR
Louisiana
(4/8/2024)
RR
Maine
(4/8/2024)
RR
Maryland
(4/8/2024)
RR
Massachusetts
(4/8/2024)
RR
Michigan
(4/8/2024)
RR
Minnesota
(4/8/2024)
RR
Mississippi
(4/8/2024)
RR
Missouri
(4/8/2024)
RR
Montana
(4/8/2024)
RR
Nebraska
(4/8/2024)
RR
Nevada
(4/8/2024)
RR
New Hampshire
(4/8/2024)
RR
New Jersey
(4/8/2024)
RR
New Mexico
(4/8/2024)
RR
New York
(4/8/2024)
RR
North Carolina
(4/8/2024)
RR
North Dakota
(4/8/2024)
RR
Ohio
(4/10/2024)
RR
Oklahoma
(4/8/2024)
RR
Oregon
(4/8/2024)
RR
Pennsylvania
(4/8/2024)
RR
Rhode Island
(4/8/2024)
RR
South Carolina
(4/8/2024)
RR
South Dakota
(4/8/2024)
RR
Texas
(4/8/2024)
RR
Utah
(4/8/2024)
RR
Vermont
(4/8/2024)
RR
Virginia
(4/8/2024)
RR
Washington
(4/8/2024)
RR
West Virginia
(4/8/2024)
RR
Wisconsin
(4/8/2024)
RR
Wyoming
(4/8/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 6/18/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 3
Date: 11/14/2014
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 8/18/2011
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/29/2005
General Securities Principal Examination
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


VA
VIRTU AMERICAS LLC
KCG AMERICAS LLC | VIRTU AMERICAS LLC | KNIGHT EXECUTION & CLEARING SERVICES LLC | KNIGHT CLEARING SERVICES LLC | KNIGHT CAPITAL AMERICAS LLC

CRD#: 149823 / SEC#: , 8-68193

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
1633 Broadway 41st Floor, New York, NY 10019
Mailing Address
1633 Broadway 41st Floor, New York, NY 10019
Phone number
(646) 682-6000
Established
Delaware since 02/06/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
VIRTU STRATEGIC HOLDINGS LLC.OWNER
CAVOLI, STEPHEN JOHNCEO4468202
MILLER, JUSTIN WADECHIEF COMPLIANCE OFFICER6418036
RUPPRECHT, NICHOLAS ANDREWPRINCIPAL OPERATIONS OFFICER5790389
SULLIVAN, JOHN GERALDFINOP4330347

Disclosures


Regulatory Event57
Civil Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VIRTU AMERICAS LLC

CRD#: 149823New York, NY 10019

TRUST BUT VERIFY

Monitor Anthony Barral

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics